Mrs - Avp

5 days ago


Pune, India Barclays Full time

Job Title: MRS- AVP
Location: Pune

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective
Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

Working Flexibly

Hybrid Working

Please discuss the detail of the working pattern options for the role with the hiring manager.

Introduction

Central Framework and Remediation, as part of Chief Controls Office, partners with Trading, Distribution and other key stakeholders across the three lines of defence to design, develop, implement and maintain an efficient and effective control environment across our Markets business

What will you be doing?
- Monitor trade exceptions across Markets and across regulations encompassing EMIR (Risk Mitigation, Reporting and LEI), Dodd Frank (P1, P2 and Reporting), MiFID, SEC, Core Deposits, UCSM, and other regional reporting like Canada reporting, HKMA & MAS.
- Ensure timely resolution of by liaising with sales, on-boarding, Legal, and Business Management teams in order to obtain the missing regulations of client.
- Highlighting such trade exceptions in the monthly regulatory oversight forum comprising of Compliance and Business Control Partners to monitor conduct behaviour of sales and other ancillary teams.
- Engaging with various stakeholders across various functions and provide MI required for various forums and inputs for Process Improvement

What we’re looking for:

- Excellent Eye for Detail
- Excellent communication skills
- Excellent in Power point presentations and advance Microsoft Excel
- Flexible to work long hours when required
- Excellent VBA / SQL skills
- Excellent Analytical Skills
- Aptitude for self-learning
- Thorough knowledge of Capital Markets and Operational Risk process
- Excellent understanding of the financial products across business (Equities, Fixed Income, Derivatives)
- Ambitious and Proactive in nature. Should be able to take quick decisions
- Should be an Excellent Team player

Skills that will help you in the role:

- Knowledge of data analytics, data visualisation, VBA or python programming is desirable
- BBA/ B.Com or any Graduate in relevel stream

Where will you be working?
Pune

Be More at Barclays
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.
Purpose, Values and Mindset

We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.
Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.

Respect
We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.
Integrity
We operate with honesty, transparency and fairness in all we do.
Service
We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.
Excellence
We champion innovation, and use our energy, expertise and resources to make a positive difference.
Stewardship
We prize sustainability, and are passionate about leaving things better than we found them.

Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers and clients at the heart of what we do; our Mindset is to Empower, Challenge and Drive.

Empower
Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse perspectives. Celebrate success and learn from failure.
Challenge
Question whether things can be done better. Use insights based on data to inform decisions. Be curious about how we can adapt and improve. Speak up and be open to alternative viewpoints.
Drive
Focus on outcomes. Deliver with pace. Be passionate and ambitious about what we do. Take personal responsibility. Actively build collaborative relationships to get things done.


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