CRMs - Compliance Services Assurance

Job Title: CRMS - Compliance Services Assurance
Location: Mumbai

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective
Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

Working Flexibly

Hybrid Working

Please discuss the detail of the working pattern options for the role with the hiring manager.

Introduction:
As a member of the Barclays Compliance Assurance Data Analytics team you will be supporting review teams with the development of test objectives and execution of Compliance Assurance reviews using data analytics techniques. You will contribute to the development of business risk management capability and culture by constructively challenging its on-going effectiveness and identifying opportunities for continuous improvement. You will also support the development of the Compliance Assurance Data Analytics function and the adoption of new data analysis techniques, tools and approaches

What will you be doing?
- Support with the planning/scoping, execution and reporting of Assurance tests and reviews utilising data analytics testing techniques. Utilise logic and analytical skills in reviews while providing assurance and identifying issues. In partnership with other areas of Compliance, investigate issues (actual or perceived).
- Provide guidance to stakeholders on the remediation of control weaknesses and outcome risks by participating in discussions and using technical knowledge so these can be remediated effectively. Propose action plans to address root causes of issues identified in reviews.
- Support the realisation of the Compliance Assurance Data Analytics team strategy and initiatives; engage and collaborate with Compliance colleagues in the development and implementation of strategic systems and processes to improve ways of working.
- Support the team to build capability to deliver assurance reviews; share good practice with colleagues on executing assurance work.
- Complete other duties at the discretion of the Line Manager and head of Compliance Assurance Data Analytics and senior management.
- Exhibit the Barclays values of Respect, Integrity, Service, Excellence and Stewardship.

What we’re looking for:

- Ability to perform data analytics/data profiling on structured and/or unstructured data
- Experience with some of the commonly used data analytics tools/languages used in the team e.g. SQL, SAS, Python and data visualisation software such as Tableau
- Excellent influencing and communication skills with the ability to tailor messages to all levels of the business

Skills that will help you in the role:

- Experience in developing and executing testing/assurance strategies to assess control environments; as part of a systems/IT assurance function, internal or external audit role, or as part of a risk management function
- Experience and knowledge of compliance and/or financial crime regulations, risks, technology systems/solutions
- Experience in completing assurance reviews/controls testing/audits to a high standard or with mínimal supervision

Where will you be working?
Mumbai

Be More at Barclays
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.
Purpose, Values and Mindset

We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.
Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.

Respect
We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.
Integrity
We operate with honesty, transparency and fairness in all we do.
Service
We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.
Excellence
We champion innovation, and use our energy, expertise and resources to make a positive difference.
Stewardship
We prize sustainability, and are passionate about leaving things better than we found them.

Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers and clients at the heart of what we do; our Mindset is to Empower, Challenge and Drive.

Empower
Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse perspectives. Celebrate success and learn from failure.
Challenge
Question whether things can be done better. Us