Compliance/legal- Investment Banking Division

1 week ago

Mumbai, India JM Financial Full time

**Eligibility Criteria-**

**Years of experience**: 4-8 years

**Designation**: Manager/ Sr Manager

**Location**: Mumbai

**Qualification**:LLB

**Key Responsibilities include-**

Transaction Compliance:
Handling compliance work for Capital Markets, Mergers & Acquisitions and advisory mandates.

Drafting, reviewing and vetting various documents and agreements such as NDA's, Engagement letters, agreements, other regulatory documents etc.

Good knowledge of the Securities Laws, SEBI CDR, Companies Act, 2013 and Rules made thereunder and other Corporate laws. Updating the team with amendments / developments.

Experience in handling of SEBI inspections independently.

Responsible for handling legal issues/aspects for the Investment Banking vertical.

Transaction Legal Advice:
Assist in structuring deals

Liaising with legal counsels and interacting with external lawyers.

Strategic counseling on Legal, Contractual and Regulatory issues relating to Investment Banking business of the Firm.

Providing advice on Securities Law, Rules and Regulations.

Regulatory and legal interaction on policy issues

Developing best diligence practices: Set standards, standardize forms and evolve systems

Acting as compliance officer under merchant banking regulations

Investor Relations in relation to Capital Markets transactions - IPO's / FPO transactions etc.

Good training skills. Needs to be able to provide training to IB professionals on regulatory changes & be abreast of all new developments.

**Salary**: Up to ₹1,600,000.00 per year

**Benefits**:

- Health insurance
- Life insurance
- Paid time off
- Provident Fund

Schedule:

- Day shift
- Monday to Friday

Supplemental pay types:

- Performance bonus

**Education**:

- Bachelor's (preferred)

**Experience**:

- total work: 2 years (preferred)

**Speak with the employer**
+91 8446191816

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