Compliance Officer

18 hours ago

Thane, India Olives Suppliers and Marketers Full time

Job Title: Compliance Officer

**Job Description**:

- **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise.
- **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions.
- **Dispute Resolution**: Collaborate with advocates to consult on disputes and take necessary legal action as required.
- **Trading and Settlement Facilitation**: Ensure the seamless and efficient trading and settlement of securities.
- **Regulatory Compliance**: Maintain compliance with all SEBI, BSE, NSE, F&O, NCDEX, MCX, and MCX-SE regulations.
- **Audit Management**: Oversee and manage compliance audits from various exchanges to ensure adherence to all regulatory requirements.
- **Compliance Reporting**: Prepare and submit regular compliance reports to relevant authorities and internal stakeholders.
- **Policy Implementation**: Assist in the development and implementation of internal compliance policies and procedures.
- **Risk Assessment**: Conduct regular risk assessments to identify potential compliance issues and recommend corrective actions.
- **Training and Development**: Provide training to staff on compliance-related matters to ensure ongoing adherence to regulatory requirements.

Criteria:

- **Experience**: A minimum of 3 to 10 years of relevant experience in stock broking compliance.
- **Knowledge**: In-depth understanding of SEBI, BSE, NSE, F&O, NCDEX, MCX, and MCX-SE regulations.
- **Skills**: Strong analytical skills, attention to detail, and the ability to interpret complex regulatory requirements.
- **Communication**: Excellent written and verbal communication skills to effectively interact with internal teams, regulators, and legal representatives.
- **Problem-Solving**: Proven ability to resolve complex compliance issues and disputes.

Compensation:

- **Salary Range**: ₹50,000 to ₹1,00,000 per month, commensurate with experience and qualifications.

**Job Types**: Full-time, Permanent

Pay: ₹489,705.46 - ₹1,318,663.21 per year

**Benefits**:

- Provident Fund

Schedule:

- Day shift
- Morning shift

Ability to commute/relocate:

- Thane, Maharashtra: Reliably commute or planning to relocate before starting work (required)

Application Question(s):

- Current CTC and Expected CTC?
- Notice Period?

**Experience**:

- total work: 3 years (required)

Work Location: In person

  • Company Secretary

    4 days ago

    Thane, India Olives Suppliers and Marketers Full time

    Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

  • Company Secretary

    1 week ago

    Thane, India Mason Infrastructure Full time

    **Job description**: - Complying with the various requirements with respect to companies act, 2013 - Notice, agenda and minutes of meetings. - Annual reports. - Preparing and Maintaining Secretarial Records of Company viz; Statutory Books and Registers. - Compliance of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015: - Compliance...

  • Company Secretary

    2 weeks ago

    Thane, India Mason Infrastructure Full time

    **Job description**: - Complying with the various requirements with respect to companies act, 2013 - Notice, agenda and minutes of meetings. - Annual reports. - Preparing and Maintaining Secretarial Records of Company viz; Statutory Books and Registers. - Compliance of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015: - Compliance...

  • Finance compliance Executive

    4 days ago

    Thane, India Zigsaw Full time

    Associate-Finance Experience : 1-5 years For Quick response Kindly fill : Application Form location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 6 days work Interview mode : F2F in Office Job Description We are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory...

  • Finance compliance Executive

    3 days ago

    Thane, India Zigsaw Full time

    Associate-Finance Experience : 1-5 years For Quick response Kindly fill : Application Form location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 6 days work Interview mode : F2F in Office Job Description We are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory...

  • Apply Now: Service Delivery Manager IN

    3 weeks ago

    Thane, India Excis Compliance Full time

    Job Description WE'RE HIRING A SERVICE DELIVERY MANAGER IN NAVI MUMBAI, INDIA. Excis is a global IT support leader, driven by innovation and collaboration. We are looking for a highly organized and relationship-focused Service Delivery Manager to lead and manage end-to-end projects from conception to deployment ensuring successful delivery, customer...

  • Finance Associate

    4 days ago

    Thane, India Zigsaw Full time

    Associate-FinanceExperience: 1-5 yearsFor Quick response Kindly fill : Application Form location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 4006146 days workInterview mode : F2F in Office Job DescriptionWe are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory...

  • Finance Associate

    4 days ago

    thane, India Zigsaw Full time

    Associate-FinanceExperience: 1-5 yearsFor Quick response Kindly fill : Application Form location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 4006146 days workInterview mode : F2F in Office Job DescriptionWe are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory...

  • Finance Associate

    3 days ago

    Thane, India Zigsaw Full time

    Associate-FinanceExperience: 1-5 yearsFor Quick response Kindly fill : Application Form location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 4006146 days workInterview mode : F2F in Office Job DescriptionWe are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory...

  • Office Administrator

    1 week ago

    Thane, India ATMS&COLLP Full time

    M/s ATMS & Co. LLP is a leading Chartered Accountancy firm based in Thane, Maharashtra. With over a decade of professional excellence, we specialize in delivering comprehensive solutions in Audit & Assurance, Taxation, Accounting, Regulatory Compliance. We are committed to delivering value-driven advisory services that support long-term business growth and...