Internal Audit

1 week ago

Mumbai, India Skillventory Full time

**Internal Audit - LIF- Associate - Investment Bank - Mumbai**:

- From 3 to 5 year(s) of experience
- ₹ Not Disclosed by Recruiter
- Mumbaior

**Roles and Responsibilities**

**Primary Responsibilities**:
Performing assurance activities to assess the effectiveness of controls supporting the Firm's Liquidity and Funding processes.
- Participating in and documenting periodic continuous monitoring and risk assessment activities
- Preparing and supporting assurance planning documentation, participating in walkthroughs, and assessing the internal control environment through control and substantive testing.
- Executing test work to evaluate the adequacy of design and operating effectiveness of significant controls in mitigating key risks, by analyzing available documentation, asking insightful questions to identify root causes, drawing the appropriate conclusions and documenting the results of work performed.
- Finalizing work papers to ensure they meet internal quality assurance standards.
- Gaining expertise in the Firm's Liquidity & Funding processes, risks and controls
- Building credible relationships with internal audit staff and stakeholders and communicating effectively both orally and in written form.**Knowledge and Skills**:
Minimum Two to Five years of experience working in a bank or broker / dealer regulated
- environment.
- Prior experience performing walkthroughs and risk assessments of the internal control
- environment, performing controls and substantive testing, documenting work performed, and developing audit observations, in accordance with internal quality assurance standards, a big plus
- General understanding of the financial services industry and the associated regulatory
- environment.
- Self-motivated, able to work independently, resolve challenging issues with innovative ideas, and demonstrate strong analytical, interpersonal, team-working and communication skills.
- Team player; able to communicate clearly and develop effective relationships.
- Prior experience with funding and liquidity risk management processes a plus.
- Knowledge of funding and liquidity regulatory rules is a plus.
- Working Knowledge of ley liquidity reports like LCR, NSFR, 2052a, a big plus.
- **Educational Qualification**
Masters'/ Bachelors' Degree (major in Accounting or Finance preferred)
- CA, CPA, or equivalent certification (preferred, though not required)
- Understanding of the Internal Audit processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring) (required)- Role:_Internal Auditor
- Salary:_ Not Disclosed by Recruiter
- Industry:_Investment Banking / Venture Capital / Private Equity
- Department:_Finance & Accounting
- Role Category:_Audit & Control
- Employment Type:_Full Time, Permanent
- Key Skills- Internal AuditInternal ControlInvestment BankingRisk AssessmentContinuous MonitoringQuality AssuranceAuditingEducation
- UG:_Any Graduate

**Company Profile**:
SKILLVENTORY
- We are hiring for Internal Audit - LIF- Associate role at leading investment bank based in Mumbai- Recruiter Name:_Jay Sampat
- Contact Company:_SKILLVENTORY
- Telephone:_
+91-XXXXXXXXXX

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