Business Operations

5 days ago


Mumbai Maharashtra, India Domnic Lewis Pvt. Ltd Full time

**Profile - Business Operations: Trading Facility Approval Team**

**KEY RESPONSIBILITIES**
- Approval Process: Manage the end-to-end approval process for various trading facilities, including due diligence, documentation review, and coordination with internal stakeholders.
- Accordance to Regulatory requirements: The role ensures that all trading facilities used by the members are provided approval in accordance with regulatory requirements, internal risk frameworks, and business objectives.
- Periodic and Ad hoc Reporting: Provide periodic reports and status updates to senior management and compliance teams and provide actionable recommendations.
- Market Research: Provide recommendations based on market analysis and research on market trends and regulatory changes
- Stakeholder Collaboration: Strong interpersonal and communication skills, with the ability to coordinate across departments.

**Please refer key words below**

Managing approval process of non-neat trading software (CTCL/IBT/STWT - Mobile Trading/DMA/SOR/Algorithmic Trading) includes Application Process, Software Frontend Testing, Validation of Risk Management, ensuring Exchange and SEBI compliance for Trading Software Vendor Empanelment, Trading Software Vendor product and In-house products



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