Officer -risk & Controls

The Securities & Derivative Analyst 1 is an entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.

**Responsibilities**:

- Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies
- Prepare and submit periodic internal and external regulatory reports
- Work on day-to-day core operational activities assigned by the team leads.
- Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies
- Monitor/track and perform review of periodic internal and external regulatory reports
- Track on an ongoing basis the important KPI's and KRI's that are core to the operation
- Deliver on must win battles of global market operations in terms of productivity and manual touch point reduction. At the same time, maintain pristine control environment.
- Ensure adherence to applicable regulations and Citi policies. Work closely with Risk & control functions to identify and timely highlight any risks / or exposure to Citi franchise due to any decision for change / or new practice and be agile in implementing the necessary actions.
- Ensure clean audits and successful regulatory reviews.
- Assist the FICC Ops head in driving the strategic agenda for automation with key focus on operational efficiency and quality delivery
- Work with teams to put in place a robust Risk and control governance mechanism for specific KRI’s
- Implement regional system to bring standardization in processes. Deliver on all local, regional, and global requirements that bring standardization and benchmark controls.

**Qualifications**:

- Relevant experience preferred
- Fundamental understanding of Treasury products, accounting and regulatory policies
- Proven ability to perform various concurrent activities/projects in a high-risk environment
- Demonstrated knowledge of macros
- Consistently demonstrates clear and concise written and verbal communication skills

**Education**:

- Bachelor’s Degree/University degree or equivalent experience in Business, Accounting or Finance

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
- KEY COMPETENCIES & QUALIFICATIONS
- A qualified Chartered accountant or holding an MBA from a reputed university
- Creative, confident and professional person with high-levels of drive, ambition and enthusiasm
- Self-driven and passionate
- Highly developed communication/presentation and interpersonal skills
- Strong Analytical and problem solving skills
- Adept at managing senior stakeholders
- Ability to manage numerous deliverables in a timely and effective manner
- Excellent attention to detail
- High business ethics and standards
- **Job Family Group**:
Operations - Transaction Services
- **Job Family**:
Securities and Derivatives Processing
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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