Ca Fresher- Compliance
1 day ago
**Roles and Responsibilities**
- **Regulatory updates and implementation
- **Review regulatory updates and regular tracking and implementation of any regulatory requirements and any other compliance matters.
- ** Advisory role with respect to processes**:
- Providing advisories to stakeholder on various regulatory aspects. Engage with partners and stakeholders to enable compliance related onboarding and servicing processes.
- **Agreement review
- **Review intermediary and service partner agreements.
- **Regulatory Monitoring and reporting
- **Ensuring monitoring and risk mitigation along with timely analysis and regulatory reporting. Relook at existing processes and evaluate/implement automation to reduce people dependency and errors. Ensure record keeping of Compliance departmental records in line with regulatory requirements.
- **Regulatory engagement**:
- Engaging with regulators through representations, draft responses and notes on various compliance matters.
- **Management engagement**:
- Engaging with management on certain requirements and escalations, preparing presentations etc.
CA Fresher
Role:
Risk Management & Compliance - Other
- Salary:
Not Disclosed by Recruiter
- Industry:
Insurance
- Functional Area
Risk Management & Compliance
- Role Category
Risk Management & Compliance - Other
- Employment Type:
Full Time, Permanent
- Key Skills
Compliance
Aml Compliance
regulatory reporting
ca
Skills highlighted with ‘‘ are preferred keyskills
- Education
- PG:
CA in Any Specialization
Company Profile
- Topgear Consultants
- Leading Insurance Company
-
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