Junior Compliance Officer
4 days ago
Opening for Compliance Officer:
- Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field.
**Roles and Responsibilities**
**Job Summary**:
Under general direction, an employee in this role will have the following responsibilities:
- Shall drive Compliance activities across the enterprise to meet regulatory requirements and to achieve/maintain various Industry standards such as ISO27001, ISO9001
**Duties and Responsibilities**
- Hold primary responsibility for implementing and maintaining an effective compliance plan, complying with all state regulations.
- Participate and lead Compliance annual audit programs both internal and external.
- Create and maintain documentation including Policies and Procedures, systems and processes as needed to track, trend, and manage compliance notifications, issues, corrective action plans, audit results, etc.
- Ensure corrective actions are adequate and have been implemented for all identified compliance deficiencies.
- Should be able to highlight any risks in Contractual obligations and their compliance accordingly alert suitably the operational teams and management.
- Promote awareness related to information privacy and security and enforce compliance across the enterprise.
- Should be able to review IT Policies and Procedures and IT Operations in line with various standard requirements and collect evidence as applicable.
- Shall be able to perform configuration reviews of various IT Tools and solutions and highlight issues/risks.
- Conduct role-based Information Security and Compliance training to various critical roles in the organization.
- Shall monitor the IT activities from the perceptive of event Logging, threat landscape, and Security operations and suggest suitable remediations and track progress till closure.
- As necessary perform Control effectiveness tests and suggest configurational changes in Operating system, Databases and Network & Security devices, Solutions etc.
- **Mandatory**
- Knowledge of latest ISO 9001 and ISO 27001 standards
- Internal and External Audit experience of ISO (ISO 9k and 27k)
- Good written and verbal communication skills
- Certified Lead Auditor for ISMS and QMS
- Knowledge of Risk Assessment and Treatment methods
Job Location: Mumbai
Immediate Joiners are also welcome.
Good Knowledge and Experience person are required.
Contact Person - Arpita Singh (HR Executive)
Can contact : 8638548297
Schedule:
- Monday to Friday
**Speak with the employer**
+91 8638548297
-
Junior Compliance Officer
1 week ago
Mumbai, Maharashtra, India Optiver Full time ₹ 6,00,000 - ₹ 12,00,000 per yearJunior Compliance Officer IndiaAt Optiver, you'll find an environment built on collaboration, curiosity, and continuous improvement. As a leading technology-driven market maker, we thrive on solving complex challenges that power the world's financial markets. Our Compliance team plays a crucial role in ensuring that we operate with integrity, within...
-
Junior Accountant
1 week ago
Navi Mumbai, India Sovos Compliance Full timeBuild your future with Sovos. If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape. At Sovos, we're dedicated to more than just...
-
Junior Compliance Executive
6 days ago
Mumbai, Maharashtra, India Team HR Full time**Job Title**: Junior Compliance Executive **Location**: Goregaon **Department**: Compliance **Employment Type**: Full-time **Job Purpose**: **Key Responsibilities**: - Assist in monitoring company operations to ensure compliance with laws, regulations, and internal policies. - Support the implementation and maintenance of compliance policies and...
-
Senior Accountant
4 days ago
Navi Mumbai, India Sovos Compliance Full timeThe Work You'll Do As a Senior Accountant based in Mumbai, you will join a dynamic finance team supporting our newly acquired entity in India, part of Sovos' global organization. This role is perfect for a qualified Chartered Accountant with progressive experience who is ready to take on greater responsibility with a global software leader. You will play a...
-
Junior Compliance Officer
7 days ago
Mumbai, India NovaaOne Capital Private Limited Full timeSEBI & Capital Markets Compliance:• Ensure full compliance with SEBI (Merchant Bankers) Regulations, ICDR, LODR, Takeover Code, and related circulars and guidelines. • Handle regulatory filings and correspondence with SEBI, Stock Exchanges, and other market intermediaries. • Ensure compliance in IPOs, open offers, buybacks, delistings, and other...
-
Junior Compliance Officer
7 days ago
Mumbai, India NovaaOne Capital Private Limited Full timeSEBI & Capital Markets Compliance:• Ensure full compliance with SEBI (Merchant Bankers) Regulations, ICDR, LODR, Takeover Code, and related circulars and guidelines. • Handle regulatory filings and correspondence with SEBI, Stock Exchanges, and other market intermediaries. • Ensure compliance in IPOs, open offers, buybacks, delistings, and other...
-
Junior Compliance Officer
7 days ago
Mumbai, India NovaaOne Capital Private Limited Full timeSEBI & Capital Markets Compliance: • Ensure full compliance with SEBI (Merchant Bankers) Regulations, ICDR, LODR, Takeover Code, and related circulars and guidelines. • Handle regulatory filings and correspondence with SEBI, Stock Exchanges, and other market intermediaries. • Ensure compliance in IPOs, open offers, buybacks, delistings, and other...
-
Junior Compliance Officer
7 days ago
mumbai, India NovaaOne Capital Private Limited Full timeSEBI & Capital Markets Compliance:• Ensure full compliance with SEBI (Merchant Bankers) Regulations, ICDR, LODR, Takeover Code, and related circulars and guidelines. • Handle regulatory filings and correspondence with SEBI, Stock Exchanges, and other market intermediaries. • Ensure compliance in IPOs, open offers, buybacks, delistings, and other...
-
Junior Compliance Officer
7 days ago
Mumbai, India NovaaOne Capital Private Limited Full timeSEBI & Capital Markets Compliance: • Ensure full compliance with SEBI (Merchant Bankers) Regulations, ICDR, LODR, Takeover Code, and related circulars and guidelines. • Handle regulatory filings and correspondence with SEBI, Stock Exchanges, and other market intermediaries. • Ensure compliance in IPOs, open offers, buybacks, delistings, and other...
-
Junior Compliance Officer
6 days ago
Mumbai, India NovaaOne Capital Private Limited Full timeSEBI & Capital Markets Compliance: • Ensure full compliance with SEBI (Merchant Bankers) Regulations, ICDR, LODR, Takeover Code, and related circulars and guidelines. • Handle regulatory filings and correspondence with SEBI, Stock Exchanges, and other market intermediaries. • Ensure compliance in IPOs, open offers, buybacks, delistings, and other...