Avp Quality Assurance, India Fc Investigations

-Job description

**Some careers open more doors than others.**

If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

We are currently seeking a high caliber professional to join our team as an **AVP, Quality Assurance, India FC Investigations**.

AVP, Quality Assurance is the final check on the Financial Crime investigations in terms of quality, documentation and decision-making. This role ensures the quality of investigations is above the acceptable level within India FC Investigations teams.

**Principal Responsibilities**
- Exercise judgement to identify procedure, documentation or decisioning gap. Ensure accurate and timely output of QA review. Record results in UCM system with required documentations.
- Analyse QA outcome and other information gathered to identify any systematic issue and reporting. Using the information, provide inputs to QA manager/team leader to develop report & recommendations.
- Maintain current knowledge of FC Investigation procedures and local regulations applicable to the business keep awareness about any policy, procedure or regulation changes.
- Assess, monitor, prepare MI and provide regular reporting to country management and/ or relevant governance committees.
- Assist QA manager/team leader to maintain a collaborative working relationship with relevant FC Investigations and key business stakeholders.
- Be able to work both independently and in team-oriented contexts, sharing best practice and taking ownership for self-development.
- Help cultivate an environment that supports diversity and reflects the HSBC brand, thereby contributing towards high employee engagement and motivation.
- Maintain and observe all HSBC control standards and observe the Group Compliance Policy, including adherence (as directed) with recommendations made by internal/external auditors and external regulators.

**Minimum Graduation or as required for the role, whichever is higher**
- 12-month minimum prior experience as a Financial Crime Risk investigator or investigation QA or equivalent role within financial services industry.
- Good working knowledge of the AML, Sanctions and other financial crime related regulatory environment.
- Strong communication skills, (both verbal and written), numerate, detail orientated approach are critical to this role.
- Knowledge of Financial products, services, operations, systems and working knowledge of laws, regulations and regulatory agencies related to assigned areas.
- Ability to manage stakeholders in challenging circumstances and environments
- Experience in delivering in a pressured, turn-around time driven environment.
- Persistence and courage of their own convictions to follow up on noted quality issues and monitor agreed management actions to address.
- Certification in a professional association such as the Association of Certified Anti
- Money Laundering Specialists (ACAMS) or International Compliance Association (ICA) an advantage.
- Ability to maintain control, direction and motivation in an ever-changing environment.
Requirements

**Minimum Graduation or as required for the role, whichever is higher**
- 12-month minimum prior experience as a Financial Crime Risk investigator or investigation QA or equivalent role within financial services industry.
- Good working knowledge of the AML, Sanctions and other financial crime related regulatory environment.
- Strong communication skills, (both verbal and written), numerate, detail orientated approach are critical to this role.
- Knowledge of Financial products, services, operations, systems and working knowledge of laws, regulations and regulatory agencies related to assigned areas.
- Ability to manage stakeholders in challenging circumstances and environments
- Experience in delivering in a pressured, turn-around time driven environment.
- Persistence and courage of their own convictions to follow up on noted quality issues and monitor agreed management actions to address.
- Certification in a professional association such as the Association of Certified Anti
- Money Laundering Specialists (ACAMS) or International Compliance Association (ICA) an advantage.
- Ability