Regulatory Operations

**JOB DESCRIPTION** Job Description - Regulatory Operations CoE (Associate - 601)**

**Introduction**

J.P. Morgan is a leading global financial services firm, established over 200 years ago:

- We are the leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management
- We have assets of $2.5 trillion and operations worldwide
- We operate in more than 100 markets
- We have more than 250,000 employees globally

Our wholesale businesses include J.P. Morgan’s Asset & Wealth Management, Commercial Banking and the Corporate & Investment Bank which provide products and services to corporations, governments, municipalities, non-profits, institutions, financial intermediaries and high-net worth individuals and families.

Our corporate functions support the entire organization and include the following functions: Accounting, Audit, Finance, Human Resources, Operations, and Technology.

J.P. Morgan in India provides a comprehensive range of Corporate & Investment Banking, Commercial Banking, Asset & Wealth Management, and Corporate functions services and solutions to our clients, executing some of the most important financial transactions and providing essential strategic advice to our clients such as the government, large domestic and multi-national corporations, non-government organizations and financial institutions and investors. India is a key market for JPMorgan Chase globally and our employees in India are a critical part of how we do business globally and are integrated within our businesses. Our Corporate Centers (CCs) are strategically positioned in Mumbai, Bengaluru and Hyderabad to support the firm’s operations regionally and globally. The CCs provide comprehensive strategic support across technology and business operations processing to all Lines of Business (LoB) and the Corporate functions.

Regulatory Operations CoE caters to private clients globally with offices in the US, Europe and Asia. The team is part of the Asset & Wealth Management LoB and works closely with clients and our onshore partners, on clients’ and regulators’ various reporting needs across various frequencies (daily / weekly / monthly / quarterly / annual), delivers automation using various Intelligent Automation (IA) tools, and provides adhoc support to various data requirements from the business.

**Roles & Responsibilities**
- Experience in Regulatory/ Management Information Reporting
- Ensure all process & other supporting documents [SOP’s, FSLA’s, Service Requests (IAS charters)] are maintained up-to-date and adhered to
- Manage stakeholder expectations effectively, facilitate decision-making by providing right level of information and timely escalation when required.
- Cross functional collaboration in order to cater to the Business deliverables efficiently
- Drive change management projects and new reporting requirements independently
- Provide adhoc data support upon request by business
- Ensure accurate and timely resolutions of all queries
- Continuous learning and upskilling to effectively contribute towards business deliveries

**Qualifications**

8-10 years financial services experience with exposure / involvement in one or more of the following areas: Private Banking, Reporting, Intelligent Automation, Process improvement.
- Strong experience with Microsoft products: Excel, PowerPoint, Word
- Working knowledge of various IA tool such as Alteryx, UiPath, Tableau, Signavio, etc.
- Strong Data Analytical skills
- Financial services/Business consultancy background preferred
- Demonstrated track record of setting and achieving challenging goals
- Bachelor's degree from an accredited, high quality institution

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**Leadership Skills**:

- Self-starter who is analytical and creative in their thinking ability to quickly analyze the information and innovatively reach solutions along with its execution
- Ability to rightly prioritize the work and meet the tight deadlines
- Interact and communicate effectively - written and verbal - with all levels of staff
- Ability to work independently and to proactively seek guidance from others as needed
- Strong team player and has the capacity to build good working relationships with cross functional / geographical teams
- Result-oriented, accepting responsibilities and challenges that take them outside their comfort zone
- Positive outlook and Self-motivated go beyond as per the Business needs

Location
- India (Mumbai/Bengaluru)

Grade / Level
- 601

**ABOUT US**

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize th