
Compliance Representative
1 day ago
Section 1: Position Summary
Section 2: Job Functions, Essential
**Responsibilities**:
- Support and administer compliance review processes for line of business
- Serve as support for day-to-day anti-money laundering requirements as it relates to the State Facilitated Retirement Program (SFRP)
- Serve as back-up support for day-to-day Bank Secrecy Act/AML related tasks
- Acquire and maintain knowledge of general company and regulation terminology and processes, internal systems and auditing
- Respond to general compliance questions and issues relating to specific processes on accounts and account owners associated with product
- Help to support process and procedural improvements, documentation and efficiencies
- Process and update information and maintain confidentiality and workspace security
- Responsible for protecting, securing, and proper handling of all confidential data held by Ascensus to ensure against unauthorized access, improper transmission, and/or unapproved disclosure of information that could result in harm to Ascensus or our clients.
- Our I-Client service philosophy and our Core Values of People Matter, Quality First and Integrity Always® should be visible in your actions on a day to day basis showing your support of our organizational culture.
- Assist with other tasks and projects as assigned
**Supervision**
- This position has no supervisory responsibilities
**Section 3: Experience, Skills, Knowledge Requirements**
- High school diploma or GED, and further applicable education or equivalent experience
- Knowledge of and proficiency with anti-money laundering requirements
- Knowledge of and proficiency with college savings plans preferred
- Prior work experience in an office environment and previous compliance support or function experience preferred
- Associate degree in related degree program preferred
We are proud to be an Equal Opportunity Employer
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