Operation-regulatory Reporting

3 days ago

Gurgaon, India EDGE Executive Search Full time

» Others » Operation-Regulatory Reporting

2Yrs -9 Yrs Gurgaon Openings: Multiple

**The Company**

Our client is a leading provider of progressive post-trade solutions for the global OTC markets across interest rate, FX, equity and credit asset classes. It incorporates CME Group’s optimization businesses -Traiana, TriOptima, and Reset - and IHS Markit’s MarkitSERV, headquartered in London.

**The Job**

**Your Profile**

**Duties & accountabilities**:
- Understanding of rules, their interpretations, and assumptions around regulatory requirements in Transaction & Position Reporting (CFTC, EMIR, ASIC, MAS etc.)
- Direct interaction with MarkitSERV Clients globally to resolve Reporting errors or exceptions
- Assist clients to comply with global regulations like CFTC, ESMA, HKMA, JFSA etc.
- Ensure input of accurate client static data / profile configurations.
- Assist clients with clearing of OTC derivative trades for CCP’s like CME, LCH, ICE etc.
- Monitor client queries, investigate and troubleshoot errors and work with internal groups to provide resolution.
- Engage with stakeholders about regulatory changes and analyze their impact on Transaction and position reporting
- Identify areas for process improvement / efficiency, and drive process enhancements
- Respond to client requests by providing detailed analysis and feedback
- Work closely with internal teams for system enhancements.
- Work closely with internal and external counterparts to maintain the quality of the data being

sent to regulators so minimize the rejections- Configure the product as per client’s requirement with regards to trade reporting requirements
- Perform testing and provide troubleshooting for the client to configure the product as per the requirements of the participant in the UAT

**Business Competencies**:
- Should have relevant Experience between 5 to 10 years in Transaction and Position reporting
- Should have good understanding of reporting requirements for MIFID, EMIR, ASIC, HKMA, JFSA etc
- Previous experience working with external clients directly is preferable
- Knowledge of OTC derivative products, Trade confirmations, and financial markets is a major plus
- Previous experience working with software systems and technology is preferable
- Ability to work in fast paced environment with client orientation

**Personal competencies**:
- Very strong customer service and problem-solving skills
- Focused on Operational Control and Data Security
- Flexible and able to adapt to change
- Able to work independently with mínimal supervision
- Excellent interpersonal, written and verbal communication skills
- Flexibility working in shifts

  • Regulatory Reporting Specialist

    5 days ago

    Gurgaon, Haryana, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Job OverviewThis role is focused on regulatory reporting and involves maintaining comprehensive process documentation, ensuring data integrity, handling internal and external audit queries, collaborating with stakeholders to contribute to strategic initiatives and process improvements, performing and signing off on user acceptance testing (UAT) for...

  • Lead - Regulatory Reporting

    3 weeks ago

    Gurgaon, Haryana, India Ameriprise Financial Full time

    The Regulatory Reporting Lead is responsible for the processing and submission of daily EMIR, MiFID, SFTR and SIX Swiss reporting ("Trade & Transaction Reporting") to regulators. In addition to BAU reporting the Analyst is responsible for quality assurance of data, analysis and resolution of non-standard exceptions, queries and issues raised by clients and...

  • Lead - Regulatory Reporting

    2 weeks ago

    Gurgaon, Haryana, India Ameriprise Financial Services, LLC Full time

    Job DescriptionThe Regulatory Reporting Lead is responsible for the processing and submission of daily EMIR, MiFID, SFTR and SIX Swiss reporting ('Trade & Transaction Reporting') to regulators. In addition to BAU reporting the Analyst is responsible for quality assurance of data, analysis and resolution of non-standard exceptions, queries and issues raised...

  • Avp- Regulatory Reporting Gsc's

    3 days ago

    Gurgaon, India HSBC Full time

    **Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Emea Regulatory Reporting Associate

    2 weeks ago

    Gurgaon, India Ameriprise Financial Full time

    The Regulatory Reporting Analyst is responsible for the processing and submission of threshold based reporting to regulatory / quasi-regulatory bodies and issuing companies, and for data assurance of key information used to define reporting requirements. The role is for an analyst experienced in reporting, competent at analyzing and interpreting reporting...

  • Manager - Regulatory Reporting

    6 days ago

    Gurgaon, Haryana, India TheThreeAcross Full time

    Job Description:Role: Regulatory Reporting ManagerExperience: 7+ YearsLocation: GurugramWhat we offer:We have an exciting opportunity to join our Group Treasury RWA Reporting team.Our team is composed of dedicated members responsible for regulatory reporting obligations and aiding in capital management within a strong risk management framework.We prioritise...

  • Regulatory Reporting Expert

    3 days ago

    Gurgaon, Haryana, India beBeeAnalytics Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Job Title: Manager - Regulatory ReportingThe primary objective of this role is to spearhead regulatory reporting processes within the organization. This includes maintaining comprehensive process documentation, ensuring data integrity, and addressing internal and external audit queries.As a key member of the Group Treasury RWA Reporting team, the successful...

  • Lead-Regulatory Reporting IND

    2 weeks ago

    Gurgaon, Haryana, India Ameriprise Financial Services, LLC Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    The Regulatory Reporting Lead is responsible for the processing and submission of daily EMIR, MiFID, SFTR and SIX Swiss reporting ("Trade & Transaction Reporting") to regulators. In addition to BAU reporting the Analyst is responsible for quality assurance of data, analysis and resolution of non-standard exceptions, queries and issues raised by clients and...

  • Lead-Regulatory Reporting IND

    4 days ago

    Gurgaon, Haryana, India Ameriprise Financial Services, LLC Full time ₹ 15,00,000 - ₹ 20,00,000 per year

    The Regulatory Reporting Lead is responsible for the processing and submission of daily EMIR, MiFID, SFTR and SIX Swiss reporting ("Trade & Transaction Reporting") to regulators. In addition to BAU reporting the Analyst is responsible for quality assurance of data, analysis and resolution of non-standard exceptions, queries and issues raised by clients and...

  • Avp - Treasury Regulatory Reporting Gsc's

    2 weeks ago

    Gurgaon, India HSBC Full time

    **Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to...