Smart Lion Private Limited | Compliance Officer

11 hours ago


ahmedabad, India Smart Lion Private Limited Full time

Job Description: Compliance Officer

Location: Ahmedabad, Gujarat

Salary: Best in the industry



Job Summary:

Our Client is seeking a detail-oriented and experienced Compliance Officer with a strong regulatory background to ensure the bank adheres to all applicable laws, regulations, and internal policies. The ideal candidate will have prior experience in the banking sector, a solid understanding of compliance frameworks, and the ability to effectively manage regulatory requirements.



Key Responsibilities:

  • Ensure the bank’s operations comply with local, state, and national regulatory requirements.
  • Develop, implement, and monitor compliance policies, procedures, and programs.
  • Conduct regular compliance audits and reviews to identify potential risks or non-compliance issues.
  • Maintain up-to-date knowledge of regulatory changes and ensure timely implementation.
  • Act as the primary point of contact for regulatory bodies and coordinate responses to regulatory inquiries or audits.
  • Provide training and guidance to employees on compliance-related matters and best practices.
  • Review and assess internal processes, policies, and documentation for alignment with compliance standards.
  • Prepare and submit compliance reports to senior management and regulatory authorities.
  • Investigate and resolve compliance issues promptly and effectively.



Qualifications:

  • Education: Bachelor’s degree in Finance, Law, Business Administration, or a related field.
  • Experience: Minimum 3-5 years of experience in compliance or regulatory roles within the banking sector.
  • Proven expertise in handling regulatory frameworks and audits.


Skills:

  • Strong knowledge of banking regulations and compliance practices in India.
  • Exceptional analytical and problem-solving skills.
  • Excellent communication skills, both written and verbal.
  • Attention to detail and the ability to handle confidential information with integrity.
  • Proficiency in MS Office and compliance management software/tools.


Certifications: Certifications in banking compliance (such as Certified Compliance Officer) will be an advantage.



Location:

  • Ahmedabad, Gujarat.



Why Join Us?

  • Opportunity to work with a globally recognized banking institution.
  • Exposure to dynamic regulatory frameworks and advanced compliance practices.
  • Collaborative and growth-oriented work environment.



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