Smart Lion Private Limited | Compliance Officer
11 hours ago
Job Description: Compliance Officer
Location: Ahmedabad, Gujarat
Salary: Best in the industry
Job Summary:
Our Client is seeking a detail-oriented and experienced Compliance Officer with a strong regulatory background to ensure the bank adheres to all applicable laws, regulations, and internal policies. The ideal candidate will have prior experience in the banking sector, a solid understanding of compliance frameworks, and the ability to effectively manage regulatory requirements.
Key Responsibilities:
- Ensure the bank’s operations comply with local, state, and national regulatory requirements.
- Develop, implement, and monitor compliance policies, procedures, and programs.
- Conduct regular compliance audits and reviews to identify potential risks or non-compliance issues.
- Maintain up-to-date knowledge of regulatory changes and ensure timely implementation.
- Act as the primary point of contact for regulatory bodies and coordinate responses to regulatory inquiries or audits.
- Provide training and guidance to employees on compliance-related matters and best practices.
- Review and assess internal processes, policies, and documentation for alignment with compliance standards.
- Prepare and submit compliance reports to senior management and regulatory authorities.
- Investigate and resolve compliance issues promptly and effectively.
Qualifications:
- Education: Bachelor’s degree in Finance, Law, Business Administration, or a related field.
- Experience: Minimum 3-5 years of experience in compliance or regulatory roles within the banking sector.
- Proven expertise in handling regulatory frameworks and audits.
Skills:
- Strong knowledge of banking regulations and compliance practices in India.
- Exceptional analytical and problem-solving skills.
- Excellent communication skills, both written and verbal.
- Attention to detail and the ability to handle confidential information with integrity.
- Proficiency in MS Office and compliance management software/tools.
Certifications: Certifications in banking compliance (such as Certified Compliance Officer) will be an advantage.
Location:
- Ahmedabad, Gujarat.
Why Join Us?
- Opportunity to work with a globally recognized banking institution.
- Exposure to dynamic regulatory frameworks and advanced compliance practices.
- Collaborative and growth-oriented work environment.
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