Compliance Manager
1 day ago
Job Title: Compliance Manager Position Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role focuses on ensuring the firm meets its regulatory obligations, monitoring compliance, maintaining policies and registers, and supporting risk management initiatives across multiple jurisdictions (UK, US, Europe and Hong Kong).The successful candidate will be involved in a wide range of regulatory compliance and anti-money laundering matters, supporting the development of robust systems and controls, and ensuring that these evolve in line with regulatory developments and business needs.ResponsibilitiesThe Compliance Manager will support the Global Head of Compliance in the effective implementation and maintenance of the firm’s global compliance framework.Key responsibilities include, but are not limited to:1. Regulatory Registers & Reporting:- Coordinate with internal stakeholders to ensure that all required filings and notifications are prepared accurately and submitted on time.- Maintain the Global Regulatory Licensing and Global Regulatory Reporting registers2. Policies & Procedures- Support the Global Head of Compliance in the periodic review and implementation of compliance policies, procedures and WSPs.- Maintain accurate records and version control of approved policies, ensuring timely communication and implementation across the business.3. Conflicts & Conduct Oversight- Administer the firm’s Conflicts of Interest processes, including Personal
-
Compliance Manager
1 day ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance Manager Position Type: Full Time, Permanent Department: Compliance Location: Gurgaon, New Dehli Reporting to: Global Head of Compliance Job Summary We are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance. This...
-
Compliance Manager
15 hours ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance Manager Position Type: Full Time, Permanent Department: Compliance Location: Gurgaon, New Dehli Reporting to: Global Head of Compliance Job Summary We are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance. This...
-
Compliance manager
12 hours ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance Manager Position Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
-
Compliance Manager
2 days ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance ManagerPosition Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
-
Compliance Manager
3 days ago
new delhi, India FIRSTavenue Full timeJob Title: Compliance ManagerPosition Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
-
Compliance Manager
17 hours ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance ManagerPosition Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
-
Compliance Manager
1 day ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance ManagerPosition Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
-
Compliance Manager
1 day ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance ManagerPosition Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
-
Compliance Manager
13 hours ago
New Delhi, India FIRSTavenue Full timeJob Title: Compliance ManagerPosition Type: Full Time, PermanentDepartment: ComplianceLocation: Gurgaon, New DehliReporting to: Global Head of ComplianceJob SummaryWe are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
-
Compliance Manager
16 hours ago
New Delhi, India FIRSTavenue Full timeJob Title:Compliance Manager Position Type:Full Time, Permanent Department:Compliance Location:Gurgaon, New Dehli Reporting to:Global Head of ComplianceJob Summary We are seeking an experienced and proactive Compliance Manager to join our Compliance team, supporting the operational execution under the guidance of the Global Head of Compliance.This role...
