Compliance: Retail Advisory

1 day ago


Mumbai, India Piramal Finance Full time

JOB OVERVIEW:Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies.KEY RESPONSIBILITIES:- Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital lending & LAP.- Review retail products, new initiatives, or processes and lead compliance advisory, queries, and clarifications for the retail business.- Review and update policies and procedures for the retail business.- Monitor regulatory developments and assess their impact on our operations.- Support the Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines.- Play a key role in driving key assignments/projects, including automation relating to compliance, and support businesses and other functions/products involving compliance by supervising and being responsible for end-to-end completion and implementation.- Identify potential areas of compliance vulnerability and risks, and develop and implement corrective action plans for resolution.- Responsible for handling regulatory inspections, including pre- and post-inspection activities- Monitor and enforce compliance with internal policies and procedures across retail operations.- Foster effective relationships with internal and external stakeholders.QUALIFICATION:CA/CS/ LLB/MBA/Post-GraduateEXPERIENCE:- Proven and rich experience of 8+ years in compliance with Banks/NBFCs/HFC.- Practical knowledge of relevant regulatory requirements and guidelines related to retail lending.- Strong analytical skills with the ability to interpret regulations.- Team leader with excellent communication and interpersonal skills.



  • Mumbai, India Piramal Finance Full time

    JOB OVERVIEW:Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies.KEY RESPONSIBILITIES:Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital...


  • mumbai, India Piramal Finance Full time

    JOB OVERVIEW:Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies.KEY RESPONSIBILITIES:Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital...


  • Mumbai, India Piramal Finance Full time

    JOB OVERVIEW:Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies.KEY RESPONSIBILITIES:Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital...


  • Mumbai, India Piramal Finance Full time

    JOB OVERVIEW:Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies.KEY RESPONSIBILITIES:Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital...


  • Mumbai, India Piramal Finance Full time

    JOB OVERVIEW:Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies.KEY RESPONSIBILITIES:Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital...


  • Mumbai, India Piramal Finance Full time

    JOB OVERVIEW:Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies.KEY RESPONSIBILITIES:- Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital...


  • Mumbai, India Piramal Finance Full time

    JOB OVERVIEW: Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies. KEY RESPONSIBILITIES: - Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital...


  • Mumbai, India Piramal Finance Full time

    JOB OVERVIEW: Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies. KEY RESPONSIBILITIES: Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital...


  • mumbai, India Piramal Finance Full time

    JOB OVERVIEW: Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies. KEY RESPONSIBILITIES: Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital...


  • Mumbai, India Piramal Finance Full time

    JOB OVERVIEW: Regulatory Advisory: Incumbent will be responsible for providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies. KEY RESPONSIBILITIES: Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital...