Enforcement / Audits & Compliance- (CISA + CA / MBA Finance / BE / Btech)
5 days ago
We have one urgent open position for DM role under enforcement (regulatory).
Qualification requirements are CISA Certification (completed / pursuing) + CA or MBA finance graduate or BE/B.Tech (preference CISA+CA).
Experience range is 0 to 2 years.
Here is the JD I for the required role:-
Candidate from Auditing Firms will be best suitable.
- Analyse system & cyber audit reports submitted by Trading Members / Stockbrokers.
- Review MIS for delay submissions, non-compliance, and non-submissions.
- Address ATR & Follow-On non-submissions, delays, and non-compliance issues.
- Communicate via email with TMs regarding timely submissions and non-compliance matters.
- Conduct quality checks and ensure accuracy of System and Cyber Audit reports.
- Maintain MIS for tracking System and Cyber Audit reports.
- Approve system & cyber audit reports submitted by IMs on the portal.
- Review evidence for non-compliances shared by Trading Members /Auditors at level 1.
- Resolve queries related to System and Cyber Audit reports.
- Assist in drafting Business Requirement Specifications (BRS) for system enhancement & development.
- Participate in UAT/final testing of system enhancement/business requirements.
- Draft circulars based on relevant regulatory circulars at level 1.
- Conduct RCA Analysis at level 1.
- Verify and authenticate auditor certificates.
- Manage conflict of interest in audit reports submitted by TM.
- Coordinate with CERT-IN firm entities for resubmission.
- Submit Algo MIS reports.
-
Mumbai, India Talent Toppers Full timeWe have one urgent open position for DM role under enforcement (regulatory).Qualification requirements are CISA Certification (completed / pursuing) + CA or MBA finance graduate or BE/B.Tech (preference CISA+CA).Experience range is 0 to 2 years.Here is the JD I for the required role:-Candidate from Auditing Firms will be best suitable.- Analyse system &...
-
Mumbai, India Talent Toppers Full timeWe have one urgent open position for DM role under enforcement (regulatory). Qualification requirements are CISA Certification (completed / pursuing) + CA or MBA finance graduate or BE/B.Tech (preference CISA+CA). Experience range is 0 to 2 years. Here is the JD I for the required role:- Candidate from Auditing Firms will be best suitable. - Analyse...
-
Mumbai, Maharashtra, India Talent Toppers Full timeWe have one urgent open position for DM role under enforcement (regulatory).Qualification requirements are CISA Certification (completed / pursuing) + CA or MBA finance graduate or BE/B.Tech (preference CISA+CA).Experience range is 0 to 2 years.Here is the JD I for the required role:-Candidate from Auditing Firms will be best suitable.- Analyse system &...
-
Mumbai, Maharashtra, India Talent Toppers Full timeWe have one urgent open position for DM role under enforcement (regulatory). Qualification requirements are CISA Certification (completed / pursuing) + CA or MBA finance graduate or BE/B.Tech (preference CISA+CA). Experience range is 0 to 2 years. Here is the JD I for the required role:- Candidate from Auditing Firms will be best suitable. - Analyse...
-
Mumbai, India Talent Toppers Full timeWe have one urgent open position for DM role under enforcement (regulatory).Qualification requirements are CISA Certification (completed / pursuing) + CA or MBA finance graduate or BE/B.Tech (preference CISA+CA). Experience range is 0 to 2 years.Here is the JD I for the required role:- Candidate from Auditing Firms will be best suitable.- Analyse system &...
-
Mumbai, India Talent Toppers Full timeWe have one urgent open position for DM role under enforcement (regulatory).Qualification requirements are CISA Certification (completed / pursuing) + CA or MBA finance graduate or BE/B.Tech (preference CISA+CA). Experience range is 0 to 2 years.Here is the JD I for the required role:- Candidate from Auditing Firms will be best suitable.- Analyse system &...
-
Ca & Mba Finance
7 days ago
Mumbai, India S N & CO. Chartered Accountants Full timeWe are hiring!! CA & MBA Finance There is no standard model for SN & CO consultants. We look for talented problem-solvers with intellectual curiosity who are ready to be active members of a client team. Associate consultants are involved in every phase of a consulting engagement, from pre-proposal research through to final implementation. As part of your...
-
Mba-finance or Ca
2 weeks ago
Mumbai, India OPMPL Full timeManager-Finance Min 6 to 9 yrs of Exp. Education MBA- Finance / CA Qualified Good Communication skill general accounting,Budgeting, planning, team handling, MIS handling **Salary**: ₹400,000.00 - ₹700,000.00 per year Ability to commute/relocate: - Mumbai, Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work...
-
It Auditor_CA with CISA or DISA_Mandatory
2 weeks ago
Navi Mumbai, Maharashtra, India Riskpro Full time ₹ 9,00,000 - ₹ 12,00,000 per yearCA with CISA/DISA Certification, Exp. in Banks, NBFCs & Manufacturing. Skilled in ITGC audits, user access, change management, SOD conflicts, backup, incident mgmt ,computer ops, cybersecurity & audit trail testing at transaction, master & DB levels.
-
Navi Mumbai, India Riskpro Full timeCA with CISA/DISA Certification, Exp. in Banks, NBFCs & Manufacturing. Skilled in ITGC audits, user access, change management, SOD conflicts, backup, incident mgmt ,computer ops, cybersecurity & audit trail testing at transaction, master & DB levels.
