Legal compliance specialist

2 weeks ago

Bangalore, India Corenza Full time

About the Company: Based in Bangalore, this impact-focused NBFC, established by a well-regarded investment bank five years ago, provides debt financing to entrepreneurs.

Committed to enhancing the lives of millions, the company delivers innovative and timely debt capital solutions.

The NBFC targets impactful sectors such as Financial Inclusion, Clean Energy, Education & Livelihood, Agriculture, Women Empowerment, and Healthcare.

It offers a variety of debt products, including Subordinated Debt, Line of Credit, Plain Debt, and Securitization.

With a team of approximately 50 employees, the NBFC supports around 200 companies.

Job Description: Assisting in handling secretarial and Company affairs matters of the Company, including but not limited to: i.

holding Committee, Board (including its various Committees and sub-Committees), and General Meetings and preparing agendas, notices, minutes, communications, resolutions, detailed compliance chart, and other related documents.

ii. Assisting in e-Filings of various forms and returns in respect of ROC and RBI and maintenance of Statutory Registers.

iii. Compliances relating to issuance and transfer of Securities, maintenance of Statutory Registers, dematerialization, Alteration of Charter documents, CSR, Appointment/ Re-appointment & Resignation of Auditors and Directors/ KMPs and any other event-based compliances pertaining to the Companies Act, 2013 and applicable RBI regulations.

iv. Assisting in effective coordination and communication with regulators, investors, Borrower, Lenders, Auditors, Legal Counsel, RTAs, Bankers and Service Providers/ Vendors.

 Assisting in overall RBI Compliances relating to NBFCs and Compliances of other applicable Corporate Laws as per applicable provisions; End to end execution of facility documents (using IT enabled tools) for the Company’s credit facilities to its borrowers as well as from lenders - From preparation, negotiations in respect of key clauses, execution of documents and preparing disbursement notes;  Assisting in drafting/ reviewing/ vetting/ proof reading Company documents like Articles, Memorandum, Policies, Manuals, Schemes, Guidelines, etc...

 Co-ordinating secretarial and legal audits, upkeep of safe custody documents- physically and through periodic back-ups  Conducting legal research and circulation of legal/ informatory notes

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