E-Com Surveillance-Senior Associate-Compliance Ops
3 weeks ago
The role is open for any of these locations Bangalore/Pune/GurgaonJob Purpose • This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct investigations and administration of all aspects of electronic communication (e-comm) surveillance and mitigate risk that could arise from data breaches. • One of the key responsibilities will be to support and deliver the objectives of clients and ensuring that all investigations are conducted in accordance with policies, procedures, applicable laws, and regulations and all evidence is collected and preserved in a manner prescribed by the clients Key Responsibilities • The team combines regulatory knowledge with operations skills to support client in a high-volume compliance task. • Reviewing E-comms (Emails, Bloomberg’s, Chats and Voice calls) and identifying breaches to mitigate risks. • Communicate extensively with onshore partner to escalate/resolve issues. • Continue to innovate and provide effective client solutions. Acuitykp.com • Build a strong rapport within the team and with the client. • Possess strong knowledge of documentation, SOP’s, and process workflows. • Stay abreast of regulatory developments and industry best practices related to e-comm surveillance to suggest improvements in the client’s process. • Develop good interpersonal relationship with the clients to get the best information and insights from them. • Adherence to controls and compliance standards. Qualifications/Skills: • Bachelor’s degree required: preferably in accounting, finance, law, business management or related field. • Understanding of regulatory landscape in US, UK, or APAC. • Understanding of financial services industry predominantly asset/wealth management firms, investment banks, private equity firms and broker/dealers. • Knowledge of financial instruments including equity, fixed income, derivatives, structure products etc. • Understanding of regulatory bodies and regional regulators e.g., FINRA, SEC, FCA, SFC, MAS, etc. • Sound Knowledge in e-comm monitoring and surveillance. • Strong communication skills – written and verbal. • Strong proficiency in Microsoft applications. Preferred skills: • A certification in the financial market or products will be an added advantage. • Ability to work collaboratively with cross-geographical teams. • Display teamwork orientation and ability to multi-task. Experience: • 2-8 years of experience in compliance particularly in e-comm surveillance. • Understanding of financial markets and financial instruments, including awareness of securities trading, trade life cycle etc. • Familiarity with e-comm surveillance tools is a plus
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Bangalore, India Acuity Knowledge Partners Full timeThe role is open for any of these locations Bangalore/Pune/Gurgaon Job Purpose • This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct investigations and administration of all aspects of electronic communication (e-comm) surveillance and mitigate risk that could arise from data breaches. • One...
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bangalore, India Acuity Knowledge Partners Full timeThe role is open for any of these locations Bangalore/Pune/Gurgaon Job Purpose • This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct investigations and administration of all aspects of electronic communication (e-comm) surveillance and mitigate risk that could arise from data breaches. • One...
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E-Com Surveillance-Senior Associate-Compliance Ops
4 months ago
Bangalore Urban, India Acuity Knowledge Partners Full timeThe role is open for any of these locations Bangalore/Pune/GurgaonJob Purpose • This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct investigations and administration of all aspects of electronic communication (e-comm) surveillance and mitigate risk that could arise from data breaches. • One of...
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E-Com Surveillance-Senior Associate-Compliance Ops
4 months ago
Bangalore Urban, India Acuity Knowledge Partners Full timeThe role is open for any of these locations Bangalore/Pune/Gurgaon Job Purpose • This role is part of the corporate and forensic compliance team and works closely with stakeholders to conduct investigations and administration of all aspects of electronic communication (e-comm) surveillance and mitigate risk that could arise from data breaches. • One...
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Bangalore City, India Acuity Knowledge Partners Full timeThe role is open for any of these locations Bangalore/Pune/Gurgaon. Job summary- This role is part of corporate and forensic compliance team and works closely with stakeholders for conducting investigations and administration of all aspects of code of ethics and mitigate conflicts of interest that could arise between the Firm and its employees.- One of the...
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bangalore, India Acuity Knowledge Partners Full timeThe role is open for any of these locations Bangalore/Pune/Gurgaon.Job summary • This role is part of corporate and forensic compliance team and works closely with stakeholders for conducting investigations and administration of all aspects of code of ethics and mitigate conflicts of interest that could arise between the Firm and its employees.• One of...
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Bangalore, India Acuity Knowledge Partners Full timeThe role is open for any of these locations Bangalore/Pune/Gurgaon. Job summary • This role is part of corporate and forensic compliance team and works closely with stakeholders for conducting investigations and administration of all aspects of code of ethics and mitigate conflicts of interest that could arise between the Firm and its employees. •...
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bangalore, India Acuity Knowledge Partners Full timeThe role is open for any of these locations Bangalore/Pune/Gurgaon. Job summary • This role is part of corporate and forensic compliance team and works closely with stakeholders for conducting investigations and administration of all aspects of code of ethics and mitigate conflicts of interest that could arise between the Firm and its employees. • One...
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bangalore, India Acuity Knowledge Partners Full timeThe role is open for any of these locations Bangalore/Pune/Gurgaon.Job summary• This role is part of corporate and forensic compliance team and works closely with stakeholders for conducting investigations and administration of all aspects of code of ethics and mitigate conflicts of interest that could arise between the Firm and its employees.• One of...
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Bangalore City, India Acuity Knowledge Partners Full timeThe role is open for any of these locations Bangalore/Pune/Gurgaon.Job summary-This role is part of corporate and forensic compliance team and works closely with stakeholders for conducting investigations and administration of all aspects of code of ethics and mitigate conflicts of interest that could arise between the Firm and its employees.-One of the key...
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bangalore, India Acuity Knowledge Partners Full timeThe role is open for any of these locations Bangalore/Pune/Gurgaon.Job summary • This role is part of corporate and forensic compliance team and works closely with stakeholders for conducting investigations and administration of all aspects of code of ethics and mitigate conflicts of interest that could arise between the Firm and its employees.• One of...
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Senior Backend Developer
3 weeks ago
Bangalore, India e-Hireo Full timeJob DescriptionWe are seeking a highly skilled Senior Python Developer to join our team at e-Hireo. As a key member of our engineering team, you will be responsible for designing, building, and maintaining scalable services across multiple data regions.Key Responsibilities:Design and build high-quality back-end code using Python and frameworks like FastAPI,...
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3 weeks ago
Bangalore, India Deloitte Full timeHi, We are looking for Candidates who are having experience as ML Ops Specialist Role. Experience Required: 6+ years. Location: Pan India Responsibilities: Develop and maintain automated processes for deploying machine learning models into production while ensuring adherence to governance policies related to quality, monitoring, and compliance. ...
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bangalore, India Deloitte Full timeHi, We are looking for Candidates who are having experience as ML Ops Specialist Role. Experience Required: 6+ years. Location: Pan India Responsibilities: - Develop and maintain automated processes for deploying machine learning models into production while ensuring adherence to governance policies related to quality, monitoring, and compliance. -...
