Regulatory Compliance Manager
5 days ago
About the JobThe expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as RBI, NPCI, Depositories / Exchanges/ Clearing Houses, PFRDA / IRDAI etc.).To monitor new regulations as and when they arise, and to promptly disseminate these to relevant internal stakeholders.Proactively analyze the impacts, allocate actions to business owners, and provide guidance on implementation.Perform testing of actual implementation of circulars to ensure that the revised process and controls are sufficient to meet regulatory expectations from both, a design & operating effectiveness perspective.Assist senior stakeholders in preparing notes for engagement with regulators as and when required, to obtain clarity on the regulations.Assist/prepare MIS / notes for internal governance meeting reporting.Job Requirements:The candidate should possess the following attributes:CA/Graduate with 3+ years of work experience in banking / financial services / securities in the Compliance team or in an assurance/testing role with particular focus on regulatory compliance.Knowledge about key regulatory requirements relating to financial services and capital market regulators (such as RBI, NPCI, Depositories / Exchanges/ Clearing Houses, PFRDA / IRDAI etc.).Hands-on experience of implementing or monitoring implementation of regulations. Prior audit or assurance background will be preferred.Functional knowledge about
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Regulatory Compliance Manager
24 hours ago
navi mumbai, India ICICIDirect Full timeJob Role and Responsibilities Handle onsite and offsite inspections conducted by SEBI and Stock Exchanges, including preparation, coordination, and closure of observations. Manage compliance and regulatory audits for broking and non broking entities and ensure timely resolution of audit findings. Conduct periodic compliance audits to ensure adherence to...
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Regulatory Compliance Manager
1 day ago
Navi Mumbai, Maharashtra, India ICICIDirect Full timeJob Role and ResponsibilitiesHandle onsite and offsite inspections conducted by SEBI and Stock Exchanges, including preparation, coordination, and closure of observations.Manage compliance and regulatory audits for broking and non broking entities and ensure timely resolution of audit findings.Conduct periodic compliance audits to ensure adherence to...
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Mumbai, Maharashtra, India b-3044-47a7-a621-0e0120a896a4 Full timeJob RequirementsRole/ Job Title:Compliance Manager-Regulatory RelationshipFunction/ Department:Regulatory ComplianceJob PurposeThe role entails the responsibility to support Senior Compliance Manager in ensuring bank's submissions, to ensure policies and procedures comply with regulatory and ethical standards. It includes evaluating all current and new...
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Regulatory Compliance Manager
3 days ago
mumbai, India Kotak Mahindra Bank Full timeAbout the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as RBI, NPCI, Depositories / Exchanges/ Clearing Houses, PFRDA / IRDAI etc.). To monitor new...
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Regulatory Compliance Manager
6 days ago
Mumbai, India Kotak Mahindra Bank Full timeAbout the JobThe expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as RBI, NPCI, Depositories / Exchanges/ Clearing Houses, PFRDA / IRDAI etc.).To monitor new...
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Regulatory Compliance Manager
4 days ago
mumbai, India Kotak Mahindra Bank Full timeAbout the JobThe expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as RBI, NPCI, Depositories / Exchanges/ Clearing Houses, PFRDA / IRDAI etc.).To monitor new...
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Regulatory Compliance Manager
4 days ago
Mumbai, India Kotak Mahindra Bank Full timeAbout the JobThe expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as RBI, NPCI, Depositories / Exchanges/ Clearing Houses, PFRDA / IRDAI etc.).To monitor new...
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Regulatory Compliance Manager
6 days ago
Mumbai, India Kotak Mahindra Bank Full timeAbout the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as RBI, NPCI, Depositories / Exchanges/ Clearing Houses, PFRDA / IRDAI etc.). To monitor new...
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Regulatory Compliance Manager
6 days ago
Mumbai, India Kotak Mahindra Bank Full timeAbout the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as RBI, NPCI, Depositories / Exchanges/ Clearing Houses, PFRDA / IRDAI etc.). 1. To monitor new...
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Regulatory Compliance Manager
6 days ago
Mumbai, India Kotak Mahindra Bank Full timeAbout the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as RBI, NPCI, Depositories / Exchanges/ Clearing Houses, PFRDA / IRDAI etc.). To monitor new...
