Compliance Manager

Company Description Compliance Sathi specializes in a wide variety of services including the formation of companies and LLPs, registration of societies and trusts, annual compliance with XBRL, and corporate law advice. Our practice areas also cover secretarial audits, due diligence, conversions of companies and LLPs, IEPF processes, IPO and listing...

This role is for one of the Weekday's clients Salary range: Rs 200000 - Rs 1000000 (ie INR 2-10 LPA) Location: Mumbai JobType: full-time Requirements Key Responsibilities - Manage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements. - Review and ensure timely submission of all regulatory filings and...

Role & responsibilitiesPosition: Compliance ManagerRoles and Responsibilities :MonitoringThe compliance officer monitors the firm's day-to-day compliance with stock   exchanges and depositories. They also monitor the compliance of KYC and   AML & PMLA guidelines.Responding to noticesThe compliance officer responds to surveillance notices, show cause...

This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Location: MumbaiJobType: full-timeRequirementsKey ResponsibilitiesManage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements.Review and ensure timely submission of all regulatory filings and submissions, while maintaining accurate...

This role is for one of the Weekday's clients Salary range: Rs Rs ie INR 2-10 LPA)Location: Mumbai JobType: full-time Requirements Key Responsibilities Manage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements. Review and ensure timely submission of all regulatory filings and submissions, while maintaining...

This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Location: MumbaiJobType: full-timeRequirementsKey Responsibilities Manage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements. Review and ensure timely submission of all regulatory filings and submissions, while maintaining...

This role is for one of our clientsIndustry: FinanceSeniority level: Associate levelLocation: MumbaiJobType: full-timeWe are looking for a meticulous and proactiveCompliance Manager – PMSto oversee all regulatory and compliance functions related to our Portfolio Management Services. This role is critical in ensuring end-to-end adherence to SEBI...

Position Name - Compliance Manager - Mutual Fund Location - Mumbai Experience Range - 8-10 years, preferably from a Trustee background Mandatory Requirement: strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes. Job Roles and...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range - 8-10 years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and...

Position Name - Compliance Manager - NBFC Location - Mumbai Experience Range -12-15 years in the NBFC sector Mandatory Requirement: Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC operations. Job Roles and Responsibilities: Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC...