Legal counsel
2 weeks ago
Key Responsibilities
Mutual Fund Transactions: Provide legal support, including fund structuring, compliance, and investment documentation.
Stock Broking Agreements: Draft, review, and negotiate client-broker agreements, brokerage contracts, and other transactional documents.
Corporate Governance: Advise on corporate governance matters and ensure compliance with applicable laws and regulations.
Legal Research: Stay updated on corporate law and regulatory changes to provide strategic guidance.
Policy Development: Assist in creating and implementing robust legal policies and procedures.
Cross-Functional Collaboration: Work with teams like finance, HR, product, technology, business, and sales to ensure compliance and provide legal insights.
Securities Regulation Compliance: Monitor and ensure adherence to evolving securities and financial regulations.
If you’re a proactive legal professional with expertise in corporate law, securities regulation, and transactional work and are eager to make an impact in the fintech space, we’d love to hear from you
If you meet the above requirements please drop your resume to for a detailed discussion.
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