Legal Risk and Compliance Officer

4 days ago

Gandhinagar, India InCred Capital Full time
Entity name: InCred Alternative Investments Private Limited Job Title: Compliance Officer for FME
Location: GIFT City, Gandhinagar, GJ.
Department: Compliance

Job Summary: The Compliance Officer will be responsible for ensuring adherence to regulatory
requirements, internal policies, and compliance frameworks. The role involves monitoring and
evaluating internal processes, coordinating regulatory approvals, and ensuring compliance with
guidelines set by the IFSCA and other regulatory bodies.

Key Responsibilities:
 Develop, implement, and monitor the fund’s compliance policies, procedures, and controls.
 Ensure the fund’s strict adherence to IFSCA, and other regulatory frameworks/reporting’s.
 Manage AML/KYC requirements, periodic regulatory filings, reports, and investor complaint
resolutions.
 Liaise with regulators and external auditors, handling audits, inspections, and
correspondence.
 Regularly update the board and senior management on regulatory changes and compliance
matters.
 Maintain thorough documentation and up-to-date compliance records.

Candidate Profile & Eligibility:
 Qualified Company Secretary / LLB
 At least 3 years' relevant experience in compliance, legal, risk management, or related roles
in financial services or asset management.
 Prior experience with SEBI/IFSCA/RBI submissions, audits, and regulatory inspections
preferred.

  • Legal Risk and Compliance Officer

    2 weeks ago

    Gandhinagar, Gujarat, India Hireginie Full time

    A leading full-service investment firm offering tailored financial solutions backed by deep market research, strong ethical values, and a client-first approach. The firm specializes in equity strategies through PMS and AIF platforms, focusing on long-term wealth creation with an emphasis on discipline, transparency, and simplicity. Compliance Officer Company...

  • Compliance Officer

    2 weeks ago

    Gandhinagar, Gujarat, India Mathisys Full time

    About Us: Mathisys is a global quant firm specializing in high-frequency trading (HFT) strategies for various asset classes in global markets.We excel in both developed and emerging markets.Our expertise in infrastructure and market dynamics, such as latency, execution, and scalability, sets us apart.Position Overview:We are seeking a dedicated and...

  • Compliance Officer

    3 weeks ago

    Gandhinagar, Gujarat, India Mathisys Full time

    About Us: Mathisys is a global quant firm specializing in high-frequency trading (HFT) strategies for various asset classes in global markets. We excel in both developed and emerging markets. Our expertise in infrastructure and market dynamics, such as latency, execution, and scalability, sets us apart.Position Overview:We are seeking a dedicated and...

  • Compliance Officer

    2 weeks ago

    Gandhinagar, Gujarat, India Mathisys Full time

    About Us:  Mathisys is a global quant firm specializing in high-frequency trading (HFT) strategies for various asset classes in global markets. We excel in both developed and emerging markets. Our expertise in infrastructure and market dynamics, such as latency, execution, and scalability, sets us apart. Position Overview: We are seeking a dedicated and...

  • Compliance Officer

    2 weeks ago

    Gandhinagar, Gujarat, India Mathisys Full time

    About Us: Mathisys is a global quant firm specializing in high-frequency trading (HFT) strategies for various asset classes in global markets. We excel in both developed and emerging markets. Our expertise in infrastructure and market dynamics, such as latency, execution, and scalability, sets us apart.Position Overview:We are seeking a dedicated and...

  • Compliance Officer

    4 days ago

    Gandhinagar, India InCred Capital Full time

    Entity name: InCred Alternative Investments Private LimitedJob Title: Compliance Officer for FMELocation: GIFT City, Gandhinagar, GJ.Department: ComplianceJob Summary: The Compliance Officer will be responsible for ensuring adherence to regulatoryrequirements, internal policies, and compliance frameworks. The role involves monitoring andevaluating internal...

  • Compliance officer

    18 hours ago

    Gandhinagar, India InCred Capital Full time

    Entity name: In Cred Alternative Investments Private LimitedJob Title: Compliance Officer for FMELocation: GIFT City, Gandhinagar, GJ.Department: ComplianceJob Summary: The Compliance Officer will be responsible for ensuring adherence to regulatoryrequirements, internal policies, and compliance frameworks. The role involves monitoring andevaluating internal...

  • Compliance officer

    18 hours ago

    Gandhinagar, India InCred Capital Full time

    Entity name: In Cred Alternative Investments Private LimitedJob Title: Compliance Officer for FMELocation: GIFT City, Gandhinagar, GJ.Department: ComplianceJob Summary: The Compliance Officer will be responsible for ensuring adherence to regulatoryrequirements, internal policies, and compliance frameworks. The role involves monitoring andevaluating internal...

  • Compliance Officer

    3 days ago

    Gandhinagar, India InCred Capital Full time

    Entity name: InCred Alternative Investments Private Limited Job Title: Compliance Officer for FME Location: GIFT City, Gandhinagar, GJ. Department: Compliance Job Summary: The Compliance Officer will be responsible for ensuring adherence to regulatory requirements, internal policies, and compliance frameworks. The role involves monitoring...

  • Legal Expert

    1 week ago

    Gandhinagar, Gujarat, India beBeeLitigation Full time ₹ 80,00,000 - ₹ 1,20,00,000

    Job Title:Senior Associate - Litigation / Assistant Manager - Litigation / Manager - LitigationJob Summary:This role is responsible for assisting in reviewing, drafting, and negotiating contracts with clients, vendors, and other stakeholders.Key Responsibilities:Contract Management & Legal Documentation:We are seeking an experienced contract management...