Audit and Compliance Specialist

2 weeks ago


Mumbai, Maharashtra, India Branch International Full time
Regulatory Compliance and Process Improvement
  • Ensure compliance with regulatory updates and assess their impact on company policies, conducting periodic compliance checks and preparing regulatory reports.
  • Work closely with various departments to ensure adherence to best practices and policies, developing and implementing Standard Operating Procedures (SOPs).
Audit Reporting & Documentation
  • Prepare audit reports highlighting key findings, risks, and corrective actions, presenting audit findings and recommendations to senior management.
  • Maintain audit documentation and ensure timely follow-ups on audit observations, working with legal and compliance teams to address and report fraud cases as required.
Fraud Prevention & Investigation
  • Identify red flags and conduct investigations into potential fraud or irregularities, using strong analytical and problem-solving skills to interpret regulatory requirements and compliance obligations.
  • Collaborate with multiple stakeholders to achieve a high level of integrity, objectivity, and attention to detail, ensuring that everyone everywhere deserves fair financial access.
About Us
  • Branch delivers world-class financial services to the mobile generation, valuing diversity and providing an inclusive working environment where human beings of all backgrounds can thrive.
  • We believe in being mission-driven, with a team led by the founder and former CEO of Kiva.org.


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