Membership Compliance Specialist

2 weeks ago

Coimbatore, Tamil Nadu, India beBeeCompliance Full time ₹ 30,00,000 - ₹ 50,00,000

Job Overview

Key Responsibilities:
  • To perform activities related to membership compliance of the exchange and support the team in achieving a no error work environment.

Key Performance Indicators:

Change in Director's Details:
  • Scrutinizing/processing of application for change in director as per exchange/SEBI norms.
  • Screening for all applications related to change in director details, change in SHP/DPG, Directors and Transfer of membership.
  • Maintain records, updating control sheet, and follow-ups with members accordingly via mail and phone calls.
Change in Shareholding/DPG Pattern/Change in Constitution/Re-constitution of Partnership Firm:
  • Scrutinizing/processing of shareholding/DPG pattern constitution/re-constitution of partnership firm.
  • Keeping records, updating control sheet, and follow-ups with members accordingly via mail and phone calls.
Change in Name of Member Entity and Change in Member Office Address:
  • Scrutinizing/processing applications as per norms and updating SEBI portal.
  • Processing such applications without any errors within prescribed TAT. Updating members' names and addresses in CRM database as per members' requests, updation to other departments.

Closure of alerts in Trackwizz application, maintaining monthly database, and MIS/collation of data for SEBI/Internal department.

Preferred Qualifications:

Educational Background:

  • Graduation from a reputable institution/university.

Experience:

  • 3-4 years of work experience in securities/Capital market, financial services, mutual funds, or insurance companies.

Required Skills:

  • Proactive and result-driven.
  • Analytical ability and an eye for detail.
  • Good execution skills.
  • Strong communication skills.
  • Ability to share knowledge and develop best practices across teams.
  • Satisfying company and national regulatory standards.

Functional Competencies required:

  • MS Office (good Excel skills are preferred).

  • Senior Compliance Manager

    2 weeks ago

    Coimbatore, Tamil Nadu, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    Job Title: Senior Executive - MembershipAbout the Role:This is a senior-level position responsible for ensuring membership compliance for the Exchange and supporting the team in achieving a no-error work environment.Key Responsibilities:To manage new membership applications, ongoing membership compliance, and membership termination effectively.To scrutinize...

  • Compliance Officer

    1 week ago

    Coimbatore, Tamil Nadu, India SARA INFOTECH Full time ₹ 1,76,000 - ₹ 10,95,732 per year

    Job Summary:We are looking for a qualified and experienced Company Secretary & Legal Officer to join our team. The ideal candidate will be responsible for ensuring regulatory compliance, managing corporate governance, and providing legal support related to contracts, company law matters, and statutory obligations.Key Responsibilities: Company Secretarial...

  • EHS Specialist with Regulatory Compliance

    2 weeks ago

    Coimbatore, Tamil Nadu, India beBeeEhs Full time US$ 90,000 - US$ 1,20,000

    Job Description for EHS SpecialistThis is an exciting opportunity to join our organization as an Environmental Health and Safety (EHS) Specialist with a strong technical background in software development and expertise in WERCS.Key Responsibilities:Technical Background: Strong proficiency in WERCS software, including its functionalities and system...

  • Financial Compliance Specialist

    2 weeks ago

    Coimbatore, Tamil Nadu, India beBeeTaxation Full time ₹ 8,00,000 - ₹ 11,00,000

    Job Title: Financial Compliance Specialist">Job Summary:">This is a dynamic role that requires a highly skilled Chartered Accountant to manage compliance and advisory services for diverse clients. The successful candidate will have strong knowledge of accounting, tax laws, and regulatory requirements.">Key Responsibilities:">">Review and analysis of...

  • Corporate Governance and Compliance Specialist

    2 weeks ago

    Coimbatore, Tamil Nadu, India beBeeGovernance Full time ₹ 9,00,000 - ₹ 12,00,000

    Job Posting: Corporate Governance and Compliance SpecialistKey Responsibilities:Manage corporate governance functions, including annual reports, resolutions, and shareholder communications.Ensure compliance with relevant laws, regulations, and industry standards.Develop and implement risk management strategies to minimize exposure.Collaborate with internal...

  • Administrative Compliance Specialist

    2 weeks ago

    Coimbatore, Tamil Nadu, India beBeeAdministrative Full time ₹ 9,00,000 - ₹ 12,00,000

    Job Overview">We are seeking a dedicated and skilled HR professional to manage company policies, ensure statutory compliance, and streamline day-to-day administrative operations.">Key Responsibilities">">Policy Management: Draft, implement, and update HR and administrative policies. Maintain employee documentation and assist with onboarding/offboarding...

  • Certified Compliance Specialist

    2 weeks ago

    Coimbatore, Tamil Nadu, India beBeeCompliance Full time ₹ 10,50,000 - ₹ 14,70,000

    Job OverviewWe are seeking a seasoned professional to lead the implementation of R2v3, RIOS, ISO 9001, 14001, and 45001 standards from inception to completion.Perform thorough gap assessments, internal audits, and external audit preparationsDevelop clear, comprehensive documentation tailored for clients to ensure seamless complianceGuide clients through...

  • Corporate Compliance Specialist

    2 weeks ago

    Coimbatore, Tamil Nadu, India beBeeLawyer Full time ₹ 8,00,000 - ₹ 15,00,000

    Legal Professional OpportunityWe are seeking a skilled Legal Associate to support our legal, regulatory, and compliance frameworks. This role is central to enabling compliant business growth, managing contractual obligations, supporting intellectual property, and aligning our operations with national and international legal frameworks.Contract Management:...

  • Internal Compliance Specialist

    2 weeks ago

    Coimbatore, Tamil Nadu, India beBeeAudit Full time ₹ 8,00,000 - ₹ 12,00,000

    Job Description:As a seasoned audit professional, you will be responsible for conducting thorough reviews of internal controls and processes to ensure their effectiveness and compliance with regulatory requirements.The ideal candidate will have a keen eye for detail and excellent analytical skills, with the ability to interpret complex data and present...

  • Financial Expert

    2 weeks ago

    Coimbatore, Tamil Nadu, India beBeeAudit Full time ₹ 15,000 - ₹ 28,00,000

    As a seasoned financial expert, we are seeking an Audit Professional to oversee the integrity of our financial and operational processes.Key ResponsibilitiesConduct thorough audits of financial statements for accuracy, completeness, and compliance with regulations.Examine internal controls to ensure robustness and adherence to laws and regulatory...