
Chief Regulatory Officer
2 weeks ago
This is regarding the opening for a leading organization as a Compliance Manager.
Key Responsibilities:
- Coordinate with clients for regulatory compliances
- Resolve queries of clients related to regulations
- Co-ordinate during Inspection/Audit
- Assist in restructuring projects
- Ensure regulatory compliances
The ideal candidate should possess excellent verbal and written communication skills and have a good understanding of regulatory compliances in securities market or financial products.
The role requires strong analytical and problem-solving skills, with the ability to work effectively in a fast-paced environment. If you are interested in this role, please share your updated CV at a relevant email address.
We are seeking an experienced professional with knowledge of AIF/PMS/Fixed Income regulations to join our team. The successful candidate will be responsible for coordinating with clients on SEBI AIF/PMS compliance matters.
In addition to this, the individual must have the ability to resolve client queries related to regulations, assist in group level restructuring projects and ensure that the company adheres to regulatory compliances.
The Compliance Manager will also co-ordinate during inspection/audit and assist in identifying areas for improvement. We encourage all qualified candidates to apply for this exciting opportunity.
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