Compliance Officer

3 weeks ago


Gurgaon, Haryana, India Stashfin Full time

Job Description:

Company Overview: Stashfin is a leading fintech company that provides innovative financial solutions to individuals and businesses. We are seeking an experienced RBI Compliance Officer to join our team.

Job Summary: The successful candidate will be responsible for ensuring compliance with RBI regulations, developing and maintaining a robust compliance framework, and overseeing the issuance of securities.

Key Responsibilities:

  • Maintain up-to-date knowledge of RBI / SEBI regulations, circulars, guidelines, and notifications relevant to the NBFC sector.
  • Develop and maintain a comprehensive compliance framework aligned with RBI directives, ensuring regulatory adherence and SEBI directives including LODR requirements.
  • Monitor changes in RBI / SEBI regulations and update compliance policies and procedures accordingly.
  • Oversee the issuance of securities (shares/debentures) and ensure compliance with Companies Act, RBI, and FEMA.
  • Provide support to the Back-Office Treasury Team for issuance of Commercial Papers / Non-Convertible Debentures and ensure SEBI and RBI compliance.
  • Maintain and update statutory books, including registers of members, directors, and secretaries.
  • Prepare and file necessary e-forms/returns with MCA/ROC and other statutory/regulatory authorities.
  • Coordinate with external parties such as advisers, consultants, lawyers, and auditors, providing necessary documents and information.

Additional Responsibilities:

  • Provide support to other teams on transactions or regular basis.
  • Ensure timely issuance of notifications related to Board/Committee members/management.
  • Handle annual filings with MCA/ROC, RBI, and other authorities.
  • Provide timely updates to Management / Board on new regulations and its impact on the Company.

Requirements:

  • Thorough understanding of RBI / SEBI regulations, guidelines, and directives applicable to NBFCs.
  • Strong analytical skills, attention to detail, and ability to interpret complex regulatory requirements.
  • Excellent communication and interpersonal skills, with the ability to interact effectively with regulators, senior management, and other stakeholders.

Salary: ₹1,200,000 - ₹1,500,000 per annum, depending on experience.


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