
Securities Manager
3 days ago
About this role:
We are seeking an experienced Securities Manager to lead our operations team.
- Manage a team of alternative investment operations professionals, fostering a culture of excellence and collaboration.
- Develop and implement operational strategies, ensuring alignment with business objectives and risk management principles.
- Create and maintain the operational infrastructure for financial accounting, tax reporting, and client services, ensuring accuracy and efficiency.
- Identify opportunities for process improvement and risk control development, driving innovation and excellence within the team.
- Lead administration of third-party distribution of alternative investments through wealth and brokerage divisions, ensuring seamless execution and high-quality service.
- Making strategic decisions and resolving issues that steer the company's operational direction, leveraging expertise and influencing all levels of professionals.
- Develop policies and procedures for functions with low to moderate complexity, ensuring compliance and best practices.
- Cultivate collaborative relationships with cross-functional teams, including managers, to drive business outcomes and achieve shared goals.
- Drive team performance by allocating resources effectively, mentoring direct reports, and guiding talent development.
Required Qualifications:
- A minimum of 4+ years of experience in Securities Operations or an equivalent combination of work experience, training, military experience, and education.
- At least 2+ years of leadership experience, with a proven track record of success in leading teams and driving results.
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