Compliance and Risk Investigator

2 weeks ago

Mumbai, Maharashtra, India Travelex Full time

Job Overview

Travelex is seeking a highly motivated Compliance and Risk Investigator to join our team in [location]. As a key member of our Compliance and Risk Team, you will play a critical role in ensuring the integrity of our day-to-day operations.

Key Responsibilities

  • Work alongside the C&R Manager to ensure the integrity of the day-to-day operations of a wide range of Compliance processes being delivered from the service centre.
  • Assist in gathering information from various sources for countries, entities, and/or individuals by reference to a pre-determined suite of reference material for analysis and submission or escalation for further analysis and judgement.
  • Monitor pre-set levels and parameters related to financial transactions, identify behaviours that deviate from the norm and escalate as required.
  • Undertake analysis of Country hits, entities, and/or names of individuals/investigation of transactions within the process instruction and by judgement assess the legitimacy of customer profile and transactions.
  • Make appropriate recommendation supported by robust evidence a documented rationale to Sign Off
  • If apparent during the review of a referral submit a Suspicious Activity Report (SAR)
  • Build good working relationships with the wider C&R team and partners.
  • Assist with C&R process improvements to ensure the performance of services.
  • Handle tasks received from inception to resolution as and when required.
  • Adhere to process flows and set procedures and SLAs.
  • Maintain confidentiality in handling customer data.

Requirements

To be successful in this role, you will need:

  • 0-3 years of experience in a Shared Services Set up or AML/KYC Compliance & Risk environment.
  • Strong investigative and research skills; the ability to work independently & the willingness to work across various Compliance functions.
  • Excellent communication skills in English – both written and verbal.
  • Proactive, willing to learn, detail oriented, punctual and disciplined.
  • Ability to know when to seek guidance and support when appropriate.
  • Good team-playing skills.
  • Clear and logical thinking.
  • Good organisational skills and an ability to work to deadlines.
  • Adaptability to deal with customers and employees at all levels within the organisation.

Salary

We offer a competitive salary in the range of £45,000 - £55,000 per annum, depending on your experience and qualifications. This includes a generous benefits package, including health insurance, pension scheme and more.

  • Financial Crime Investigator, Compliance Specialist

    3 weeks ago

    Mumbai, Maharashtra, India DBS Bank Full time

    We are seeking an experienced Financial Crime Investigator to join our Compliance team at DBS Bank.About the RoleThis is a challenging and rewarding role that requires a high level of expertise in financial crime investigations. The successful candidate will be responsible for conducting thorough investigations into potential financial crimes, gathering...

  • Regional Compliance and Risk Control Manager

    4 weeks ago

    Mumbai, Maharashtra, India Hiranandani Financial Services Full time

    Job Title: Regional Compliance and Risk Control ManagerAbout UsHiranandani Financial Services is a leading financial institution that prides itself on providing exceptional services to its customers. We are committed to maintaining the highest standards of compliance and risk management, and we are seeking an experienced professional to join our team.Salary...

  • Senior Compliance Risk Manager

    3 weeks ago

    Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    Job Title: Senior Compliance Risk ManagerAbout IDFC FIRST Bank:IDFC FIRST Bank is a leading financial institution dedicated to providing innovative banking solutions. Our commitment to excellence and customer satisfaction drives our growth.Salary: ₹1,200,000 - ₹2,400,000 per annumJob Description:The incumbent will be responsible for developing and...

  • Compliance Manager for Global Risk and Governance

    2 weeks ago

    Mumbai, Maharashtra, India Aptia Group Full time

    Job DescriptionAptia Group is seeking a seasoned professional to fill the role of Compliance Manager for Global Risk and Governance. This position involves ensuring that our organization’s people practices align with compliance standards, legal requirements, and regulatory frameworks in various jurisdictions.Key Responsibilities:Global Compliance Support:...

  • Senior Compliance Officer

    6 hours ago

    Mumbai, Maharashtra, India Aptia Group Full time

    About the RoleAptia Group is seeking an experienced Senior Compliance Officer to lead our Global People Risk Management function. As a key member of our team, you will play a crucial role in ensuring that our People practices align with compliance standards, legal requirements, and regulatory frameworks.Key ResponsibilitiesGlobal Compliance Support:Develop,...

  • IT Risk and Compliance Manager

    4 weeks ago

    Mumbai, Maharashtra, India Infinitsys Solutions Pvt Ltd Full time

    **Job Title:** IT Risk and Compliance ManagerAt Infinitsys Solutions Pvt Ltd, we are seeking an experienced IT Risk and Compliance Manager to join our team. The ideal candidate will have a strong background in IT risk and compliance, with a proven track record of identifying and mitigating risks.**Key Responsibilities:**Analyze and manage IT risk by...

  • Compliance Risk Manager

    2 weeks ago

    Mumbai, Maharashtra, India Believe Full time

    Job SummaryWe are seeking a highly skilled Compliance Risk Manager to join our team at Believe. As a key member of our compliance team, you will play a crucial role in ensuring adherence to regulatory requirements and safeguarding our organization against risks.About the RoleThe ideal candidate will have a strong understanding of KYC/KYS regulations and GDPR...

  • Senior Risk Advisory Investigations Team Lead

    4 weeks ago

    Mumbai, Maharashtra, India KPMG India Full time

    About the RoleWe are seeking an experienced Senior Risk Advisory Investigations Team Lead to join our team at KPMG India. As a key member of our Managed Services team, you will be responsible for leading a team of Analysts and Sr. Analysts in delivering operational engagements with exceptional client/customer experience.

  • Compliance Risk Analyst

    2 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    We are seeking a Compliance Risk Analyst to join our team at 12542 Citicorp Services India Private Limited, focusing on emerging risks in the compliance department.As a Compliance Risk Analyst, you will be responsible for assessing and monitoring compliance risks, developing and implementing effective risk mitigation strategies, and ensuring adherence to...

  • IT Risk and Compliance Specialist

    3 weeks ago

    Mumbai, Maharashtra, India Cornerstone OnDemand Full time

    About Cornerstone OnDemandWe're a leading provider of cloud-based human capital management solutions.Salary Range$120,000 - $180,000 per annum, depending on experience and qualifications.About the RoleThis office-based position in Mumbai will be responsible for performing risk assessments and internal audits, including associated tasks such as risk...

  • Risk and Compliance Professional

    2 weeks ago

    Mumbai, Maharashtra, India 0784 Deutsche Bank Aktiengesellschaft, Filiale Mumbai Full time

    Job OverviewWe are seeking a skilled Risk and Compliance Professional to join our team at 0784 Deutsche Bank Aktiengesellschaft, Filiale Mumbai. In this role, you will be responsible for providing data analysis, identifying potential areas of non-compliance or risk, assessing impact, probability, and defined risk tolerance.About the RoleThis is a critical...

  • Compliance Expert

    2 weeks ago

    Mumbai, Maharashtra, India Crisil Limited Full time

    About CRISIL Limited: A Leading Global Analytics CompanyCRISIL Limited is a leading, agile, and innovative global analytics company driven by its mission of making markets function better. With a strong track record of growth, culture of innovation, and global footprint, the company has delivered independent opinions, actionable insights, and efficient...

  • Risk Management Expert

    1 month ago

    Mumbai, Maharashtra, India Paytm Full time

    About Us: Paytm is a leading fintech company in India, offering a range of digital payment and financial services. Its platform enables consumers to pay bills, transfer money, and use various payment instruments like wallets and UPI.About the Team: The Risk Control team is responsible for auditing internal processes, monitoring controls, and conducting fraud...

  • Forensic Accountant and Investigator

    2 weeks ago

    Mumbai, Maharashtra, India Control Risks Full time

    Join Control Risks as a Forensic Accountant and InvestigatorWe are seeking a highly skilled and experienced Forensic Accountant and Investigator to join our team in India or overseas. As a key member of our forensic services group, you will work on a wide range of complex projects, providing expert accounting and investigation services to clients across...

  • Compliance Specialist

    4 weeks ago

    Mumbai, Maharashtra, India Apollo Global Management, Inc. Full time

    About Apollo Global ManagementApollo Global Management, Inc. is a high-growth, global alternative asset manager that seeks to provide its clients with excess return at every point along the risk-reward spectrum from investment grade to private equity.The firm has a fully integrated platform and focuses on three investing strategies: yield, hybrid, and...

  • Compliance and Risk Management Specialist

    3 weeks ago

    Mumbai, Maharashtra, India Illusion Dental Laboratory Full time

    Job Description:We are seeking a highly skilled Compliance and Risk Management Specialist to join our team at Illusion Dental Laboratory.About the Role:This is a challenging and rewarding opportunity for an experienced professional to lead our compliance initiatives and risk management strategies.The successful candidate will be responsible for ensuring...

  • Compliance Risk Manager

    2 weeks ago

    Mumbai, Maharashtra, India Société Générale Assurances Full time

    Societe Generale Assurances is seeking a highly skilled Compliance Risk Manager to join our team in Gandhinagar, Gujarat. As a key member of our compliance function, you will be responsible for ensuring that all activities carried out in our branch are in compliance with the internal policies and procedures of the Group and IFSCA guidelines.We are offering a...

  • Head of Risk Management and Compliance

    1 week ago

    Mumbai, Maharashtra, India A financial conglomerate Full time

    A financial conglomerate seeks a seasoned professional to fill the role of Head of Risk Management and Compliance. This position is crucial in ensuring the organization's vigilance framework is robust, effective, and aligned with industry best practices.The estimated annual salary for this position is $120,000 - $180,000, depending on qualifications and...

  • Risk and Compliance Specialist

    3 weeks ago

    Mumbai, Maharashtra, India Snapmint Full time

    About SnapmintSnapmint, the innovative fintech company, is revolutionizing the way banking is done in India. Our first product provides purchase financing at 0% interest rates to 300 million banked consumers who do not have credit cards. Using instant credit scoring and advanced underwriting systems, we are building the banking experience from the ground up....

  • Compliance Risk Monitoring Expert

    4 weeks ago

    Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time

    Job OverviewCiticorp Services India Private Limited seeks a skilled Compliance Risk Monitoring Expert to join their team in Bengaluru. This is a full-time opportunity that requires 5-8 years of experience in compliance, auditing, or a related field.ResponsibilitiesDevelop and implement compliance monitoring programs within assigned regions for specific...