Regulatory Compliance Associate

About the RoleWe are seeking a highly skilled Regulatory Compliance Associate to join our team in Bengaluru. As a key member of our Compliance Division, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key ResponsibilitiesApply, develop, and implement procedures, practices,...

Job SummaryWe are seeking a highly skilled Compliance Associate to join our team in Bengaluru. As a key member of our Compliance Division, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key ResponsibilitiesApply, develop, and implement procedures, practices, and controls...

Job SummaryAt Goldman Sachs, we are seeking a highly skilled Compliance Associate to join our team in Bengaluru. As a key member of our Compliance Division, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key ResponsibilitiesApply, develop, and implement procedures,...

Job DescriptionAt Tech Data Advanced Private Limited, we are seeking a highly skilled Regulatory Compliance Manager to join our team. The successful candidate will be responsible for ensuring compliance with export control regulations and managing related risks.Main Responsibilities:Develop and implement effective compliance programs and procedures to...

Job Summary F335 Deutsche India Private Limited, Bangalore Branch seeks a highly skilled Regulatory Compliance Specialist to join its team. As an Associate Financial Services Analyst, you will be responsible for ensuring the bank's adherence to regulatory requirements and providing excellent client support. Key Responsibilities As a Regulatory Compliance...

At SAS Partners Corporate Advisors Private Limited, we are seeking a highly motivated and experienced Regulatory Compliance Specialist to support our professional advisory practice.Job Title: Junior/ Associate Regulatory Advisory & SupportThe ideal candidate will have sound technical knowledge and be able to manage the client and train team members...

Job SummaryThe Regulatory Adherence Associate will play a crucial role in ensuring the governance of Regulatory Assurance and Reporting across CB, IB, and CRU. This includes supporting the delivery of risk and control initiatives and participating in risk and control activities.Key ResponsibilitiesWork closely with Operations across multiple products and...

Job SummaryOur division is responsible for preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We help to strengthen the firm's culture of compliance by implementing an enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, we...

At Broadridge, we foster a culture of empowerment where professionals can excel in their careers while contributing to the growth of others. We’re seeking a skilled Business Process Analyst to join our team and help drive regulatory compliance in the investment banking industry.Key ResponsibilitiesDevelop and implement process improvements to ensure...

Job DescriptionOverviewF335 Deutsche India Private Limited, Bangalore Branch is seeking a highly skilled Regulatory Control Analyst, Associate to join our team. As a key member of our Client Outreach team, you will play a critical role in ensuring compliance with regulatory requirements across our global entities.Key ResponsibilitiesContribute to projects...

Job Purpose:The Regulatory Compliance Specialist plays a crucial role in the Regulatory Compliance organization, driving daily compliance activities under the company's trade compliance policy. This position is responsible for resolving potential DPL matches and collaborating with stakeholders to ensure accurate matches. The Regulatory Compliance Specialist...

Job Purpose:The Regulatory Compliance Specialist plays a critical role in the Regulatory Compliance organization, driving daily compliance activities under the company's trade compliance policy. This key position is primarily responsible for resolving potential DPL matches, collaborating with stakeholders to ensure they are not exact matches. Additionally,...

Make a Real Impact with HSBCAt HSBC, we're committed to being where the growth is, enabling businesses to thrive and economies to prosper. We're seeking an experienced professional to join our team in the role of Assistant Manager-Regulatory Compliance.Key ResponsibilitiesReview and assign Regulatory Developments alerts to regional reviewers, ensuring timely...

Transforming the Banking Industry with Regulatory ComplianceHSBC, one of the world's leading banking and financial services organisations, is seeking a talented individual to join our Regulatory Compliance team.Key ResponsibilitiesReview and assign Regulatory Developments alerts to regional reviewersCreate 'Regulatory Development' records from alerts, and...

Job Title: Regulatory Compliance SpecialistAbout the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at F335 Deutsche India Private Limited, Bangalore Branch. As a key member of our operations team, you will be responsible for ensuring that all client data is verified and compliant with regulatory requirements.Key...

Job Title: Compliance and Regulatory ExpertJob Summary:We are seeking a highly skilled Compliance and Regulatory Expert to join our team. This individual will be responsible for ensuring that our mortgage lending operations comply with all relevant federal, state, and local laws and regulations.Supervise regulatory change monitoring and perform...

Transform Your Career with HSBCHSBC is a global banking and financial services organization with operations in 62 countries and territories. We're committed to making a positive impact on the world, and we're looking for talented professionals to join our team.Key ResponsibilitiesReview and assign Regulatory Developments alerts to regional reviewersCreate...

Make a Real Impact with HSBCAt HSBC, we're committed to helping people and businesses thrive. As a key member of our team, you'll play a vital role in ensuring our operations are compliant with regulatory requirements.Key ResponsibilitiesReview and assign regulatory developments alerts to regional reviewers, ensuring timely and accurate processing.Create and...

Job SummaryAs a Regulatory Associate Manager II at ScaleneWorks, you will be responsible for ensuring the compliance of our business activities with regulatory matters. This includes preparing registration files, briefing books, and clinical trials applications, as well as interacting with colleagues to deliver high-quality dossiers and documents. You will...

Unlock Your Potential in a Dynamic Banking EnvironmentHSBC, one of the world's leading banking and financial services organizations, is seeking an experienced professional to join our team as a Regulatory Compliance Manager.Key Responsibilities:Review and assign regulatory developments alerts to regional reviewers, ensuring timely and accurate...