Compliance Specialist

24 hours ago


Thrissur, Kerala, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,20,00,000
Job Title: Manager-Compliance-

As a seasoned Compliance Professional, you will be responsible for ensuring adherence to regulatory requirements and implementing compliance initiatives.

Key Responsibilities:

  • Regulatory Compliance: Develop and implement comprehensive compliance programs to ensure adherence to relevant laws and regulations.
  • Circular Implementation: Collaborate with stakeholders to implement circulars issued by SEBI/Exchanges/Depositories/PFRDA and ensure timely follow-up.
  • Audit Handling: Manage audits mandated by NSE and BSE, including planning, execution, and reporting.
  • Compliance Calendar: Prepare and disseminate compliance calendars to respective stakeholders and ensure timely submission.
  • Stakeholder Management: Liaise with the Exchange and internal teams to ensure effective communication and collaboration.

Requirements:

  • Understanding of Peak margin, Quarterly settlement, MTF, CUSPA process.
  • Excellent analytical, problem-solving, and communication skills.
  • Ability to work independently and as part of a team.

Benefits:

  • Opportunity to work in a dynamic and growing organization.
  • Competitive salary and benefits package.
  • Professional development opportunities.

Others:

  • Maintain accurate records and reports.
  • Conduct regular reviews and assessments.

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