
Senior Regulatory Compliance Professional
3 days ago
A compliance professional is sought to ensure adherence to RBI and SEBI regulations, support governance processes, manage audits and inspections, and provide compliance guidance to senior leadership.
Key Responsibilities:- Monitor regulatory updates, assess their impact on policies and business processes, and disseminate updates for timely implementation.
- Provide advisory to teams on loan proposals and related matters, ensuring strict adherence to guidelines.
- Present compliance updates and key issues to the Board and committees, preparing and submitting returns as required.
- Coordinate with entities to share compliance updates and submit data.
- Develop an annual testing plan, reporting significant lapses to the Audit Committee and senior leadership, and conducting regular reviews of internal controls.
- Lead inspections, statutory and internal audits, ensuring audit readiness and timely closure of findings.
- Handle legal matters including contracts, litigation, and regulatory affairs.
- Bachelors or Master's degree in Law, Finance, or a related field.
- 7–13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
- Strong understanding of RBI and SEBI regulations and financial frameworks.
- Excellent communication, analytical, and stakeholder management skills.
- Experience in handling audits and presentations.
- Certification in Compliance, Risk Management, or related areas.
- Experience in policy drafting and governance.
- Familiarity with compliance systems and automation tools.
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Senior Regulatory Compliance Specialist
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Strategic Regulatory Expert
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Senior Tax Professional
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