Compliance Professional

1 week ago


Agra, Uttar Pradesh, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 15,00,000
Compliance Executive Job Opportunity

We are seeking a highly skilled and detail-oriented Compliance Executive to join our team.

  • The ideal candidate will be responsible for disseminating relevant circulars and notifications issued by regulators on a daily basis, tracking actionable items, and maintaining accurate records.
  • Settlement of client balances and possessing knowledge of financial instruments is also essential.
  • This role involves preparing documentation for AP registration and cancellation, as well as ensuring compliance with regulatory requirements.
  • The selected candidate will be responsible for maintaining NEAT/CTCL terminals, submitting regulatory returns, and handling day-to-day compliance tasks.
  • Furthermore, the successful applicant will coordinate with exchanges, clients, and departments to resolve any compliance-related issues.
  • Maintaining transaction records and preparing various applications/documentation according to exchange rules and regulations are key responsibilities.
  • Additionally, this role requires the preparation and maintenance of Management Information Systems (MIS).

Candidates interested in this opportunity can share their updated resume with us.



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