Asia Pacific Financial Compliance Manager

6 days ago


Bengaluru, Karnataka, India LSEG (London Stock Exchange Group) Full time
Role Overview

This senior role sits within the central Group Second Line Financial Crime Team and works closely with partners across Capital Markets, Post Trade, and Data & Analytics teams to drive and ensure financial crime compliance and accountability as part of the oversight function.

The role will also be responsible for regulatory reporting, monitoring, and external reporting of suspicious activity.

The Senior Manager FC Advisory Lead for Asia will oversee compliance with AML & broader Financial Crime legislation in Asia, ensuring adherence to the Group's policies and procedures for countering the risk that the firm may be used to foster Financial Crime.

The role involves monitoring, reviewing, and externally submitting SARs, regulatory reporting to external regulators and bodies on Financial Crime matters, and providing transparency to Boards, Risk Committees, and Senior Management.

The Senior Manager will serve as the contact point for FC matters, risk events, and higher-risk scenarios, overseeing Financial Crime risk assessments to ensure appropriate identification and impact assessment of FC risk within relevant entities.

The role will involve developing and managing relationships with key internal and external partners, including central control functions (Risk, Legal, Internal Audit), LSEG Operations, and relevant regulatory bodies.



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