Investment Surveillance Professional

1 day ago


Gurgaon, Haryana, India FIDELITY INTERNATIONAL Full time
Fidelity International is committed to making a positive impact on the world. As a leading global asset manager, we help our clients build better financial futures through innovative investment solutions and expert advice. Our culture is built on trust, integrity, and a passion for excellence, and we're seeking talented individuals who share these values to join our team. In this role as Senior Manager - Compliance Monitoring, you will play a critical role in supporting our global Investment Compliance Monitoring and Surveillance program. Your primary responsibility will be to ensure the delivery of a comprehensive and effective surveillance programme in collaboration with colleagues and stakeholders across the organisation. This will involve providing oversight and guidance to members of the Investment Compliance Surveillance and Monitoring teams, developing and maintaining the annual monitoring plan, conducting reviews of research-related products and deliverables, and leading the development of dashboards, management reports, and papers for governance committees. Additionally, you will handle investigations and escalations related to reviews performed by compliance team members, assist in creating and updating policies and procedures, and maintain day-to-day relationships with vendors of compliance monitoring tools. To succeed in this role, you will need strong analytical skills and experience performing thematic reviews or audits. Excellent written and verbal communication skills are also essential. If you're a motivated and results-driven individual who is passionate about compliance and risk management, we encourage you to apply for this exciting opportunity.
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