Senior System Compliance Specialist

5 days ago


Kota, Rajasthan, India beBeeAuditor Full time ₹ 7,50,000 - ₹ 15,00,000
System Auditor Role

We are seeking a highly motivated and detail-oriented System Auditor to fill a key position in our enforcement department. This is an excellent opportunity for individuals with a passion for regulatory compliance and a desire to work in a dynamic environment.

About the Role:

The System Auditor will be responsible for analyzing system and cyber audit reports submitted by trading members/stockbrokers, reviewing management information systems (MIS) for delay submissions, non-compliance, and non-submissions, addressing adverse remarks and follow-on non-submissions, delays, and non-compliance issues, communicating via email with trading members regarding timely submissions and non-compliance matters, conducting quality checks and ensuring accuracy of system and cyber audit reports, maintaining MIS for tracking system and cyber audit reports, approving system and cyber audit reports submitted by internal managers on the portal, reviewing evidence for non-compliances shared by trading members/auditors at level 1, resolving queries related to system and cyber audit reports, assisting in drafting business requirement specifications (BRS) for system enhancement and development, participating in user acceptance testing/final testing of system enhancement/business requirements, drafting circulars based on relevant regulatory circulars at level 1, conducting root cause analysis at level 1, verifying and authenticating auditor certificates, managing conflict of interest in audit reports submitted by trading members, coordinating with CERT-IN firm entities for resubmission, and submitting algorithmic MIS reports.



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