Financial Regulations Manager

1 week ago


Delhi, Delhi, India Zuari Management Services Limited Full time

About Zuari Management Services Limited: As a leader in the financial services sector, we strive to provide exceptional service to our customers while maintaining the highest standards of compliance and regulatory affairs.

Job Summary: We are seeking a seasoned Senior Compliance Specialist who will be responsible for ensuring compliance with regulatory requirements and guidelines related to RTA & broking activities. The ideal candidate will possess a deep understanding of SEBI regulations, guidelines, and best practices.

Key Responsibilities:

  1. Regulatory Affairs: Manage all regulatory affairs related to RTA & broking operations, including monitoring and responding to regulatory notices and circulars.
  2. Compliance Training: Develop and conduct training programs for employees on compliance and regulatory requirements.
  3. Risk Assessment: Conduct regular risk assessments to identify potential compliance risks associated with RTA & broking activities.
  4. Audit and Inspection: Coordinate and manage all regulatory inspections and audits both internal, external and of all exchanges on regular/periodic basis.

Requirements: To be successful in this role, you will need at least 15 years of experience in a Compliance role within the Financial Services industry with a focus on SEBI registered financial services institution. You should have deep knowledge of SEBI regulations and guidelines pertaining to RTA and Stock broking. Experience in managing SEBI, Statutory/Compliance Authorities, Stock exchanges, Depositories, SEBI, Auditors, Consultants and Experts is also required. A full-Time Bachelor's degree is a must & MBA degree is preferred.

Estimated Salary: ₹50 Lakhs - ₹70 Lakhs per annum depending on your experience and qualifications.


  • Financial Manager

    4 weeks ago


    Delhi, Delhi, India PloPdo Full time

    PloPdo is a forward-thinking organization based in Bengaluru, India. We are looking for a skilled Financial Manager to join our team.The estimated salary for this position is ₹1,200,000 - ₹2,500,000 per annum, depending on experience.About the RoleWe are seeking an experienced financial professional to manage all aspects of accounting using Zoho Books....


  • Delhi, Delhi, India MANGLA HOISTS PVT LTD Full time

    Job DescriptionWe are seeking a highly skilled Senior Financial Manager to lead our financial operations. The ideal candidate will have extensive experience in managing accounting transactions, preparing budget forecasts, and publishing timely financial statements.Key Responsibilities:Manage all financial transactions, including fixed payments, variable...


  • Delhi, Delhi, India nucleo Full time

    We are seeking a detail-oriented and experienced Financial Management Expert to join Nucleo.Job SummaryNucleo is seeking a highly skilled Financial Management Expert to play a critical role in managing the organization's financial activities, ensuring compliance with regulations, and providing valuable insights for decision-making.The ideal candidate will...


  • Delhi, Delhi, India Lorven Ventures Full time

    Job SummaryLorven Ventures is seeking a detail-oriented and experienced Financial Operations Manager to oversee the company's financial operations, maintain accurate records, ensure compliance with statutory regulations, and support decision-making with financial insights.

  • Financial Manager

    1 week ago


    Delhi, Delhi, India Talent Integrators Full time

    Job OverviewTalent Integrators is seeking an experienced Senior Manager/Head to lead our Finance & Accounts department. This role requires a strong financial background, excellent communication skills, and the ability to manage a team.The ideal candidate will have at least 10 years of experience in Finance & Accounts, with a minimum of 3-4 years in NBFC/HFC....


  • Delhi, Delhi, India Lorven Ventures Full time

    Lorven Ventures is a leading firm in the industry, and we are seeking an experienced Financial Management Professional to join our team. Estimated Salary: ₹1,200,000 - ₹1,500,000 per annum.Job OverviewWe are looking for a detail-oriented and experienced Accountant to oversee our financial operations, maintain accurate records, ensure compliance with...


  • Delhi, Delhi, India Optiminastic Full time

    Optiminastic, a 7+ year-old ISO-certified digital marketing agency headquartered in India, is seeking a detail-oriented and proactive Financial Operations Manager to assist in managing the company's financial operations.Key ResponsibilitiesHandle day-to-day financial operations, including invoicing, reconciliations, and expense tracking.Assist in preparing...


  • Delhi, Delhi, India Ritual Holidays Pvt. Ltd Full time

    Job DescriptionAt Ritual Holidays Pvt. Ltd, we are seeking a highly skilled Financial Account Manager to join our team.Maintenance of company accounts and financial records is crucial for the success of any business. In this role, you will be responsible for ensuring that all financial transactions are accurately recorded and reported in compliance with...


  • Delhi, Delhi, India KNAB Financial Advisory Pvt. Ltd Full time

    Overview">KNA Finance is a financial advisory firm that specializes in providing innovative solutions to individuals and businesses. Our team of experts has a deep understanding of the financial industry and is committed to delivering exceptional results through our expertise in product management.">About the Job">We are seeking a skilled Financial Product...


  • Delhi, Delhi, India Wayvida Full time

    Company Overview: Wayvida is an innovative, all-in-one AI-powered Teaching and Learning Platform (SaaS and Marketplace) that enables educators and institutions to create, brand (white-label), and sell their courses seamlessly.Estimated Salary: ₹1.2 Crore - ₹1.5 Crore per annum, based on the location and industry standards.Job Description:Key...


  • Delhi, Delhi, India MNC Group Full time

    About the RoleWe are seeking a highly skilled Financial Operations Manager to join our team at MNC Group.Job SummaryThe successful candidate will be responsible for managing and overseeing tax-related matters, including direct and indirect tax. This includes ensuring timely and accurate tax filings, tax audits, and returns, as well as monitoring tax laws and...

  • Financial Manager

    2 weeks ago


    Delhi, Delhi, India Bright Pathways Global School Full time

    Bright Pathways Global School is committed to delivering high-quality education in a supportive environment. We are seeking a detail-oriented and organized Financial Manager to join our administrative team and contribute to the financial health of our school.About Us:At Bright Pathways Global School, we prioritize providing a nurturing atmosphere for...


  • Delhi, Delhi, India Tech Army, LLC Full time

    About the Role">We are seeking an experienced Financial Manager for US Operations to join our team at Tech Army, LLC. The successful candidate will be responsible for overseeing all financial aspects of our US-based operations, including financial reporting, tax compliance, and data management.Salary Range: $80,000 - $110,000 per yearJob...


  • Delhi, Delhi, India KoiReader Technologies Full time

    At KoiReader Technologies, we are seeking a highly skilled Chief Financial Operations Manager to join our team. As a key member of our finance department, you will be responsible for managing day-to-day financial tasks, maintaining accurate records, and preparing insightful reports.About the RoleWe're looking for a detail-oriented and proactive individual...


  • Delhi, Delhi, India Abakkus Asset Manager Private Limited Full time

    Role SummaryWe are seeking a dynamic and driven sales specialist to expand and strengthen our distribution network through independent financial advisors (IFAs). The ideal candidate will play a key role in driving the sales of portfolio management services (PMS) and alternative investment funds (AIF) products by building and nurturing relationships with IFAs...


  • Delhi, Delhi, India Vista Group Full time

    Job Title: Senior AccountantJob Summary:Vista Group is seeking a skilled Senior Accountant to oversee general accounting operations, ensuring accuracy and compliance with relevant regulations.Key Responsibilities:Oversee financial reporting, ensuring accuracy and compliance with relevant regulations.Prepare financial reports, perform account reconciliations,...


  • Delhi, Delhi, India Abakkus Asset Manager Private Limited Full time

    About the RoleWe are seeking a dynamic and driven Financial Sales Specialist to expand and strengthen our distribution network through Independent Financial Advisors (IFAs) in India. The ideal candidate will play a key role in driving the sales of Portfolio Management Services (PMS) and Alternative Investment Funds (AIF) products by building and nurturing...


  • Delhi, Delhi, India Crystal Group Full time

    Job Summary:We are seeking a seasoned professional to lead our financial operations team. As a Senior Financial Operations Manager, you will oversee the finance and accounts functions, ensuring timely and accurate reporting and compliance with regulatory requirements.About the Role:This is a critical role that requires a proactive leader who can collaborate...


  • Delhi, Delhi, India Dozee Full time

    Job SummaryWe are seeking an experienced Medical Device Regulation Specialist to join our team at Dozee, a leading AI-based contactless Remote Patient Monitoring (RPM) and Early Warning System (EWS) company. This role is responsible for ensuring compliance with regulatory requirements, developing and implementing quality management systems, and providing...


  • Delhi, Delhi, India Thomas Global Logistics Private Limited Full time

    Job Title: AccountantJob SummaryThomas Global Logistics Private Limited is seeking a skilled Accountant to manage financial transactions, analyze financial data, and prepare reports. The ideal candidate will have 4 to 6 years of experience in accounting or finance and be proficient in accounting software and Microsoft Office Suite.ResponsibilitiesManage and...