Associate, Trading Services Representative I

7 days ago


Chennai, Tamil Nadu, India THE BANK OF NEW YORK MELLON CORPORATION Full time
Job Title: Associate, Trading Services Representative I

At THE BANK OF NEW YORK MELLON CORPORATION, we are seeking a highly skilled and motivated individual to join our Trading Services team as an Associate, Trading Services Representative I. This role is a critical part of our team, responsible for supporting the onboarding and transition of clients, as well as conducting daily reviews of transaction reports and risk mitigating reports.

Key Responsibilities:
  • Supports AML/KYC/client onboarding/transition/conversion projects through a diverse set of operational activities.
  • Works closely with business line management to investigate and escalate potential suspicious activity or other risk factors by conducting daily reviews of multiple transaction reports, risk mitigating reports, and negative news alerts.
  • Conducts assigned operational & data analysis activities related to client onboarding/transitions/conversions. Prepares for and onboards clients, opens and closes accounts and/or analyzes, reconciles and reviews incoming or outgoing data for accurate translation to platform.
  • Exposure to trade related reviews including Equities, ETFs, Mutual Fund, Options, Fixed Income, and Investment Advisory Products while adhering to departmental responsibilities, as well as SEC and FINRA regulatory guidelines.
  • Responsible for set-up of new clients and maintenance of existing clients on various systems.
  • Provides solutions to problems in situations that are atypical or occur infrequently based on existing precedents or procedures.
  • Processes client access requests using established procedures and under the general guidance and direction of more senior onboarding/transition/conversion staff.
  • Coordinates all back-end systems to meet client expectations.
  • Assists with the implementation of new software releases, coordinating dates of delivery for test and production.
  • Completes FINRA series and post joining.
Requirements:
  • Master's degree preferred.
  • Years of total work experience preferred.
  • Experience in trading / broking firm is preferred.
  • Experience in AML / KYC / client onboarding / offboarding.
Why Join Us:

At THE BANK OF NEW YORK MELLON CORPORATION, we are committed to creating a diverse and inclusive workplace that values the unique perspectives and experiences of our employees. We offer a range of benefits and rewards that support your career development and well-being, including:

  • Competitive compensation and benefits package.
  • Opportunities for professional growth and development.
  • Flexible work arrangements and work-life balance.
  • Access to cutting-edge technology and tools.
  • Recognition and rewards for outstanding performance.
Equal Employment Opportunity:

THE BANK OF NEW YORK MELLON CORPORATION is an equal employment opportunity/affirmative action employer. We are committed to creating a diverse and inclusive workplace that values the unique perspectives and experiences of our employees. We welcome applications from qualified candidates of all backgrounds and perspectives.



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