Regulatory Control Senior Advisor

3 weeks ago

Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full time

Job Summary

F335 Deutsche India Private Limited, Bangalore Branch is seeking a highly skilled Regulatory Control Senior Advisor to join our team. As a key member of our Financial Crime Prevention team, you will play a critical role in ensuring the highest standards of Anti-Money Laundering (AML), Sanctions & Embargoes, Anti-Bribery and Corruption (ABC), and Anti-Fraud & Investigations (AF&I) prevention.

Key Responsibilities

  • Review and approve client escalations for Remediation, Regular Review, New Product Extensions, and Event Driven Reviews within agreed SLAs.
  • Ensure generated client risk ratings are in line with expectations and procedures.
  • Assess risk factors identified through due diligence provided by Client Lifecycle Management (CLM).
  • Apply subject matter expertise judgment to assess relevance and materiality of escalation triggers.
  • Engage with appropriate BLAFC specialist teams for further escalation, if required.
  • Liaise with CLM to obtain additional information or request ACO to conduct additional research, as needed.
  • Ensure outcomes and rationales are clearly documented within KYC systems and/or escalated for further guidance.
  • Ensure KYC reviews are in line with KOPs guidelines and processes.
  • Contribute to the global KYC Centre of Excellence programme, identifying best practices.
  • Decide on new or existing clients that are escalated or require further escalation to Governance Forums for review.
  • Define and implement strategic Target Operating Models (TOMs) in line with local, regional, and global standards and change programmes.

Requirements

  • Graduate with at least 6-7 years' experience in AFC or a related control function within an international organization/bank in the Financial Services industry, with extensive experience in the KYC process.
  • Strong understanding of AFC risks and typologies to identify areas or instances of potential AFC risks and address them appropriately.
  • Experience of relevant regulations/laws and related circulars.
  • Financial Crime function expertise and considered a Subject Matter Expert (SME) in the Financial Crime area on relevant laws and regulations.
  • Flexible with respect to work timings.
  • Comfortable working on MS Office tools using Word and Excel.

What We Offer

  • Training and development to help you excel in your career.
  • Coaching and support from experts in your team.
  • A culture of continuous learning to aid progression.
  • A range of flexible benefits that you can tailor to suit your needs.

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