Compliance Expert
2 weeks ago
At Squarepoint Capital, we are seeking a highly skilled KYC Specialist to join our compliance team. The ideal candidate will have in-depth knowledge of regulatory requirements and industry standards related to trading compliance, including anti-money laundering (AML) regulations and sanctions screening.
Key Responsibilities:
- Conduct KYC due diligence on counterparties, customers, and vendors, including reviewing documentation, performing background checks, and assessing the risk profile of each counterparty.
- Develop and implement KYC policies, procedures, and controls in alignment with regulatory requirements and industry best practices.
- Review and analyze client onboarding documentation, including account opening forms, corporate documents, and legal agreements, to ensure compliance with KYC requirements.
- Monitor changes in regulatory requirements and industry standards related to compliance and KYC and update internal policies and procedures accordingly.
- Collaborate with internal stakeholders, including trading desks, legal counsel, and risk management teams, to address KYC-related issues and implement effective solutions.
- Conduct periodic reviews and audits of KYC files and documentation to ensure accuracy, completeness, and adherence to regulatory standards.
Requirements:
- Bachelor's degree in finance, business, or a related field; or professional certification (e.g., CAMS) preferred.
- Experience in finance, compliance, or regulatory roles, with a focus on KYC and customer due diligence.
- Strong communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams and communicate complex concepts to non-technical stakeholders.
- Excellent analytical skills and attention to detail, with the ability to review complex documentation and identify potential compliance issues.
- Proven ability to work independently, prioritize tasks, and manage multiple projects simultaneously in a fast-paced environment.
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