Senior Associate Regulatory Operations

Senior Associate, Taxation and Regulatory CompliancesWe are seeking a skilled Senior Associate to provide tax and regulatory reporting services to our clients. As part of our team, you will be responsible for ensuring compliance with Indian Laws and cross-border regulations.Key Responsibilities:Assist with direct and indirect tax and regulatory services for...

Job Description Senior Associate / Associate – FundsPQE: 2–6 Years (2019–2022)Location: MumbaiPractice Area: Funds, SEBI, Mutual Funds  Job Description: A leading Tier 1 law firm in Mumbai is looking to onboard an Associate / Senior Associate for its Funds practice. Key Responsibilities: Advising on formation, structuring, and registration of Mutual...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery We support fund managers global companies family offices and private clients operating worldwide Responsibilities The Associate Manager - Tax and Regulatory Compliances is responsible to provide tax and...

Job TitleAs a Regulatory Compliance Associate, you will be responsible for timely creation, compilation and distribution of Product Quality Report (PQR) as applicable from regulatory affairs system. You will also coordinate with affiliates and other stakeholders to gather required information to track certificates and sample status.Key...

About the Role:We are hiring Circle Managers to lead lending operations in Agri, MSME, and SME segments. This senior role requires strong leadership and business development expertise.Key Responsibilities:- Drive growth in Agri, MSME, and SME loan portfolios.- Build and maintain strong customer and stakeholder relationships.- Ensure compliance with internal...

Job Title: Risk and Regulatory Team Supervisor">Lead a global team responsible for operational risk management, reporting, oversight, and support.">Main Responsibilities:">Manage operational risk across operations to protect the firm from such risks.Report to senior management on operational risk issues.Promote an operational risk culture throughout...

The Supply Operation Quality SOQ Senior Associate will be responsible for supporting maintaining and implementing the Quality Management System QMS at the Pfizer Country Offices PCOs to ensure compliance with both Pfizer and Regulatory Authority expectations The SOQ Senior Associate will work closely with relevant local stakeholders such as Global...

Job SummaryWe are seeking an experienced professional to lead our Regulatory Operations team. As a Team Lead, you will be responsible for overseeing the day-to-day operations of the team, ensuring that all regulatory requirements are met, and delivering high-quality results.Key Responsibilities:Manage and oversee the team's workload, prioritizing tasks and...

**Job Description:**We are seeking a highly skilled Regulatory Compliance Specialist to join our Conduct Advisory, Registrations and Training/Affirmation team.The successful candidate will be responsible for supporting the process of registering Senior Managers and other relevant staff members with regulatory bodies. This will include:Providing support with...

Senior Compliance OfficerThe role of a Senior Compliance Officer is pivotal in the fund management industry. This position plays a crucial part in maintaining regulatory compliance and ensuring seamless operations.Key Responsibilities: