
Risk Assessment Professional
2 weeks ago
- Develop annual audit plans based on risk assessments and regulatory requirements, prepare and present findings, reports, and recommendations to senior management.
- Plan and execute internal audits to assess the adequacy of controls, policies, and procedures, and prepare reports detailing findings and corrective actions.
- Monitor regulatory compliance with applicable laws and regulations, and ensure adherence to policies and guidelines related to risk management and audit activities.
- Evaluate potential risks within operational areas, develop risk assessment frameworks and methodologies to identify and mitigate risks effectively.
- Collaborate with stakeholders to develop and implement risk mitigation strategies, and provide recommendations for improving risk management practices.
- Bachelor's degree in finance or accounting, with 8+ years of experience and minimum 2-3 years of audit-related experience in a mutual fund industry preferred.
- Professional certification or post-graduate degree such as MBA is preferred.
- Strong analytical skills, attention to detail, and a proactive approach to problem-solving.
- Effective communication skills to interact with stakeholders, present findings, and collaborate on risk mitigation strategies.
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