Internal Controls Specialist

3 days ago


Mumbai, Maharashtra, India Deutsche Bank Full time
Our Compliance Testing team plays a vital role in ensuring the integrity of our control framework and maintaining compliance with regulatory requirements. As a seasoned Internal Controls Specialist, you'll collaborate with Compliance stakeholders to develop and implement effective testing programs that meet both BaFin and local regulatory requirements. You'll execute end-to-end local mandatory testing, including Risk Based Supervision (RBS) Tranche III testing, and lead the execution of testing programs for L1 controls, potentially including reviews at non-hub offices.

Your responsibilities will also include:
- Developing relationships with Business Management offices and Divisional Control teams
- Sharing best practice and learnings with Compliance Testing colleagues locally/regionally/globally
- Managing the development and maintenance of appropriate Management Information to inform Senior Management of pertinent matters

To be successful in this role, you'll need to possess:
- Minimum 10-15 years of experience in Compliance functions, primarily in assurance testing within Corporate and Investment Banks
- Proven investigative and analytical mindset & skills - enquiry, analysis, interviewing, testing well versed with technology and applications that can be utilized for assurance testing
- Strong attention to detail and ability to identify changes and impact of any changes to documents, systems and processes in the context of compliance risks, remediation required, etc.

You'll receive a comprehensive benefits package, opportunities for professional growth and development, and the chance to work with a talented team of professionals who are passionate about making a positive impact on our customers and communities.

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