Regulatory Compliance Specialist
3 days ago
Job Summary:
RBC Capital Markets, LLC seeks a highly skilled Regulatory Compliance Specialist to join our team. As a Regulatory Compliance Specialist, you will be responsible for providing advisory coverage and conducting ongoing monitoring of various banking activities for compliance with key regulations issued by City National Bank's primary U.S. based prudential regulators. The ideal candidate will have a strong understanding of Federal Reserve Alphabet Regulations and relevant banking and securities laws. If you have a passion for compliance and a drive to make a difference, we encourage you to apply.
Responsibilities:
- Understanding and analyzing key regulations issued by CNB's primary U.S. based prudential regulators.
- Assisting with developing, publishing, and maintaining policies/procedures/guidelines for CNB Lines of Business or Functional teams.
- Collaborating with U.S. Bank Regulatory Law Group team to obtain clear guidance on interpretive matters related to Prudential Regulations.
- Supporting regular reviews of procedure documents based on business, regulatory, and programmatic changes.
Requirements:
- BA/BS Degree Required.
- 3-5 years of compliance or equivalent experience in a financial institution, accounting, consultancy, or law firm.
- Knowledge of Federal Reserve Alphabet Regulations (W, D, B, R, K, Y, and O).
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