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24 hours ago
The ideal candidate will be a CISA-certified professional with expertise in regulatory compliance and audit management. They should have 0-2 years of experience in auditing financial institutions, preferably with a background in finance or accounting.
Key Responsibilities:- Analyzing System and Cyber Audit Reports
- Reviewing Management Information Systems (MIS) for Delay Submissions, Non-Compliance, and Non-Submissions
- Addressing ATR & Follow-On Non-Submissions, Delays, and Non-Compliance Issues
- Communicating Via Email with Trading Members Regarding Timely Submissions and Non-Compliance Matters
- Conducting Quality Checks and Ensuring Accuracy of System and Cyber Audit Reports
- Maintaining MIS for Tracking System and Cyber Audit Reports
- Approving System & Cyber Audit Reports Submitted by Intermediaries on the Portal
- Reviewing Evidence for Non-Compliances Shared by Trading Members/Auditors at Level 1
- Resolving Queries Related to System and Cyber Audit Reports
- Assisting in Drafting Business Requirement Specifications (BRS) for System Enhancement & Development
- Participating in User Acceptance Testing/Final Testing of System Enhancement/Business Requirements
- Drafting Circulars Based on Relevant Regulatory Circulars at Level 1
- Conducting Root Cause Analysis (RCA) at Level 1
- Verifying and Authenticating Auditor Certificates
- Managing Conflict of Interest in Audit Reports Submitted by Trading Members
- Coordinating with CERT-IN Firm Entities for Resubmission
- Submitting Algorithmic Management Information System (Algo MIS) Reports
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