
Regulatory Compliance Specialist
3 days ago
Job Title: Regulatory Compliance Expert
This role requires a professional with strong expertise in regulatory compliance, risk management, and legal matters.
The ideal candidate will have a deep understanding of RBI and SEBI regulations and financial compliance frameworks.
Key Responsibilities:
- Regulatory Monitoring & Implementation: Continuously track and evaluate regulatory updates relevant to the organization, assess the impact of regulatory changes on policies and business processes, disseminate updates to senior management, and ensure timely implementation.
- Compliance Advisory & Governance: Ensure strict adherence to RBI and SEBI guidelines, provide compliance advisory to business teams on loan proposals and related matters, present compliance updates and key issues to the Board and board committees.
- Reporting & Communication: Prepare and submit periodic returns to regulators, act as the single point of contact for regulatory queries and clarifications, coordinate with group entities to share compliance updates and submit data.
- Audit & Inspection Management: Lead annual inspections, statutory and internal audits, and other regulatory reviews, ensure audit readiness, effective participation, and timely closure of audit findings.
- Legal: Handle legal matters including contracts, compliance, litigation, and regulatory affairs.
Qualifications & Skills:
- Bachelor's or Master's degree in Law, Finance, or related field.
- 7–13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
- Strong analytical, stakeholder management, and communication skills.
- Experience in handling audits, inspections, and board-level presentations.
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