Compliance Specialist

2 days ago


Bharatpur, Rajasthan, India beBeeCompliance Full time ₹ 12,72,800 - ₹ 25,15,600

Job Opening: Compliance Officer

The ideal candidate will possess a strong understanding of peak margin, quarterly settlement, MTF, and CUSIP processes to address exchange queries/alerts efficiently.

Audit Handling Responsibilities

We are seeking a skilled professional to handle audits mandated by the National Stock Exchange (NSE) and Bombay Stock Exchange (BSE).

Compliance Calendar Management

The successful candidate will be responsible for preparing and disseminating compliance calendars to relevant stakeholders, ensuring timely submissions.

Inspection Oversight

We require an experienced individual to oversee on-site and off-site inspections by SEBI/stock exchanges.

New Product Development

This role involves assisting the team in developing new products and processes, including an overview of new product launches.

Governance Dashboard

The successful candidate will maintain a monthly governance dashboard and present findings to management.

Stakeholder Liaison

We need someone to liaison with exchanges and internal teams to ensure seamless communication.

Additional Compliance Duties

This role involves handling additional compliances such as segment activation, software approvals, etc.



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