Financial Compliance Specialist

2 days ago


Chennai, Tamil Nadu, India beBeeRegulatory Full time ₹ 40,00,000 - ₹ 65,00,000
Compliance Expert

Job Summary:

Seeking a seasoned professional to lead and enhance our internal audit and compliance framework. The ideal candidate will be responsible for conducting risk-based audits, assessing control effectiveness, and identifying process gaps.

The successful candidate will collaborate with internal teams and auditors to ensure timely resolution of audit findings. Additionally, they will monitor and interpret relevant RBI regulations, circulars, and guidelines for applicability.

About the Role:

This is a Semi qualified CA/CS or Qualified CS position who will oversee the implementation of regulatory requirements across various functions. Key responsibilities include:

  • Conducting process reviews and identifying gaps in risk and compliance controls
  • Monitoring and interpreting relevant RBI regulations, circulars, and guidelines for applicability
  • Supporting the preparation and maintenance of compliance-related documentation and internal policies
  • Collaborating with internal departments to ensure understanding and implementation of regulatory requirements
  • Conducting risk-based internal audits to evaluate control effectiveness and risk exposure across functions

Requirements:

  • General understanding of process review, risk, and compliance requirements in finance companies
  • Quick learner with a proactive approach to regulatory changes
  • Understanding of RBI regulations for NBFC or banking Industry could be an add on
  • Hands-on with compliance monitoring tools and Excel-based reporting
  • Good communication skills (verbal and written)
  • Strong knowledge of MS Excel and MS Office


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