Regulatory Reporting Specialist

2 weeks ago


Chennai, Tamil Nadu, India Funds-Axis Full time

Location: Our core centers are in Belfast, Northern Ireland, and in Chennai, India. However, the location is flexible with a work from home option.

Experience: 7+ Years

Contract: Permanent, Full Time

Hours: 40 Hours per week

Reporting to: Team Lead

We are currently seeking a talented individual with 7+ years of experience in regulatory reporting division. The day-to-day responsibilities of Shareholder Disclosures SME will include:

  • Responsible for performing global shareholder disclosure obligations, including Major Shareholdings, Short position reporting, Takeover disclosures, and Issuer/Private disclosures.
  • Responsible for preparing accurate and error-free disclosure forms and daily dashboard, which will submit to our clients on a regular basis.
  • Show regulatory expert i.e., continuously track regulatory changes, publishing updates internally and externally, preparing training materials and client presentations.
  • Responsible to track and update Issuer reporting thresholds, Global Takeover table and global regulatory changes in respective systems.
  • Responsible to validate all BAUs are performed as per procedures and continuously check the QC.

Desired Candidate

  • The ideal candidate should have a master's degree and at least 7 plus years of experience in the financial service industry and with 5+ years in global shareholding disclosure rules, takeover, sensitive industries, FDI and FPI regulations.
  • Preferred experience with global major shareholding disclosures, including SEC Section 13 reporting (13G,13D,13F), ESMA TDAD and APPAC regulations for shareholding disclosures particularly in Australia & Hong Kong.

Why Choose Us?

  • In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:
  • 33 days' vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
  • 5.5% employer contribution pension (for UK location)
  • Remote working facility
  • 33 days' vacation leave (including all bank/public/national holidays)
  • Provident Fund and Gratuity benefits as per law (for India location)
  • Healthcare & life assurance (for UK location)
  • Comprehensive group medical cover (for India location)
  • Progressive maternity and paternity pay
  • Work with a great team
  • Travel opportunities
  • Work with leading international finance companies
  • First-class training package
  • Excellent career progression opportunities


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