Mutual Fund Compliance Expert

1 week ago


Mumbai, Maharashtra, India Nuvama Group Full time
Job Requirements

We are seeking a highly experienced Compliance Officer for Mutual Funds to join our team. In this role, you will be responsible for ensuring that our mutual fund operations comply with all relevant regulations and guidelines.

Key Responsibilities:

  • Ensure compliance with SEBI (Mutual Funds) Regulations, SEBI (Investment Advisers) Regulations, and other applicable laws.
  • Stay up-to-date with changes to SEBI regulations and industry best practices to ensure timely compliance.
  • Oversee regulatory filings with SEBI, AMFI, and other relevant authorities.

Education & Experience:

  • Candidate must hold a degree in law or commerce.
  • Professional certifications such as NISM – Series I, Series II, or other relevant certifications are preferred.
  • At least 10-12 years of experience in mutual fund compliance.
  • Strong understanding of SEBI (Mutual Funds) Regulations, Investment Laws, and industry best practices.
  • Experience working with regulatory bodies like SEBI, AMFI, etc., and handling inspections/audits.


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